Trade Surveillance - Senior Associate/ Associate
Core
Monitor and analyze trading activities and electronic communications for the Corporate Investment Bank and Asset/Wealth Management to detect violations of firm policies and regulatory requirements.
Role type
Senior Associate/Associate Trade Surveillance Analyst
Builds
Trade surveillance alerts and compliance reports for Corporate Investment Bank/Wealth Management
Domain
Financial Services / Investment Banking / Regulatory Compliance
Required skills
Financial market knowledge, Fixed Income/Equity trading experience, Regulatory legislation knowledge (MAR), Analytical skills, Attention to detail
Preferred skills
System enhancement experience, Non-English language skills, Trade alert review experience