Compliance Manager
Core
Shape and implement practical compliance frameworks for the ARMS business (discretionary mutual trusts) within a rapidly growing insurance broker.
Role type
Senior IC Compliance Manager
Builds
Compliance frameworks, assurance activities, and governance reporting for the ARMS subsidiary
Domain
Insurance / Financial Services / Funds Management
Required skills
Regulatory compliance expertise, assurance planning, breach management, control testing, risk assessment, policy development, stakeholder management
Preferred skills
Experience in insurance, financial services, or funds management, knowledge of AFSL obligations, ability to translate regulations into business processes
Technologies
N/A
Responsibilities
Maintain and support the ARMS compliance framework; Develop and monitor compliance assurance activity including reviews and control testing; Prepare clear compliance reporting for senior management; Partner with stakeholders to identify risks and implement solutions; Support the uplift of compliance documentation and processes; Monitor regulatory change and assess operational impact
Seniority
Senior, hands-on IC