Corporate Governance Compliance
2,511 open positions
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General Counsel - US BvnkRemote 1mo US General Counsel serving as a key member of the executive leadership team, overseeing all legal, regulatory, and governance matters for a stablecoin-powered financial stack.
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Senior Manager, Assistant General Counsel- Governance & Securities CapitaloneMcLean, VA, US $201k1mo Senior legal advisor supporting the Board of Directors, Board Committees, and senior management on corporate governance, fiduciary duties, and securities regulations.
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Managing Director, Global Head of Portfolio Compliance AresmgmtNew York, NY, US $250k1mo Establish and lead the strategic direction, governance framework, and operating model for Portfolio Compliance across a global investment platform, serving as a key partner to senior business leaders to ensure investment guidelines and regulatory requirements…
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Senior Analyst - Distribution Governance NetwealthMelbourne Office 1mo Strengthening and evolving adviser and licensee oversight programs by assessing conduct, identifying risks, and preventing issues through root cause analysis.
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Vice President, Regulatory Change Management Officer MsDallas TX 1445, US $108k–$180k1mo Lead the identification, analysis, and communication of regulatory changes for U.S. Banks, partnering across Non-Financial Risk, Financial Risk, Legal, and the first line of defense to turn regulatory developments into actionable outcomes.
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Merrill Market Supervision Manager GhrMinneapolis, US $115k–$160k1mo Support Merrill Wealth Management Market Executives by managing delegated compliance, administrative, and business functions to minimize regulatory, financial, and reputational risks.
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Complaints Officer - Graduate LendableLondon 1mo Investigate and resolve complex customer complaints regarding loans, credit cards, and auto-finance products under FCA regulations.
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Werde Spezialist:in Regulatorik und Aufbauorganisation m/w/d in der Förde Sparkasse! Förde SparkasseKiel, SCHLESWIG_HOLSTEIN 1mo Leading regulatory projects and driving organizational structure changes within a savings bank.
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Senior Field Supervision Manager ManulifeMontreal, Quebec, CA CA$71k1mo Frontline supervision of CIRO-registered advisors, ensuring compliance with regulatory requirements and internal policies through daily reviews, onsite visits, and training.
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Director, Regulatory Advisory Compliance TrowepriceOwings Mills, MD, US $143k1mo Lead a team within the Compliance & Risk Management organization to provide regulatory guidance and independent oversight across the firm's client-facing investment advisory business and advice offerings.
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Senior Risk and Compliance Lawyer FreshfieldsHong Kong 1mo Senior lawyer advising on business acceptance, legal, regulatory, and commercial risk matters across Asia.
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Principal - Head of Compliance Architecture NtrsPune, India 1mo Design and execute the strategic direction of the Compliance Architecture function, handling complex multi-disciplinary initiatives to improve business efficiency and effectiveness.
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Senior Counsel, Treasury Counsel MastercardLondon, England (Angel Lane) 1mo Provide strategic legal support for treasury operations and global cross-border payment flows, including liquidity management, foreign exchange, banking arrangements, and settlement flows.
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Vice President, Regulatory Change Management Officer MorganstanleyDallas, Texas, United States of America $108k–$180k1mo Lead the identification, analysis, and communication of regulatory change for U.S. Banks, partnering across Non-Financial Risk, Financial Risk, Legal, and the first line of defense to turn regulatory developments into actionable outcomes.
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Corporate Governance & Legal Affairs Manager Solvd Group Australia PtyMelbourne, Victoria 1mo Trusted advisor and hands-on leader shaping governance, compliance, and risk frameworks for a financial services/insurance organization, ensuring regulatory obligations are met and supporting senior decision-making.
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Brokerage Communications Specialist RobinhoodChicago, IL $66k1mo Manage the full lifecycle of regulatory mass customer communication campaigns for broker-dealer and affiliated entities, including drafting notices, validating delivery, and maintaining audit evidence.
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Regulatory Counsel Susquehanna International Group, LLPBala Cynwyd (Philadelphia Area), Pennsylvania 1mo Provide legal and regulatory guidance to support the firm's compliance program, interfacing with trading, technology, operations, and legal teams as well as external regulators.
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Associate I, CRU Risk WilliamblairChicago, Illinois $60k1mo Develop foundational knowledge of supervisory, compliance, operational, and reputational risk functions while supporting a consistent control environment for Private Wealth Management.
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Junior Surveillance Officer | ECOMM SG Natixis-In-PortugalPorto, Porto, pt 1mo Conduct daily surveillance of electronic and voice communications to ensure compliance with firm policies and regulations.
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Associate, Compliance JordanparkgroupSan Francisco $85k–$115k1mo Manage the firm's Code of Ethics, compliance training, surveillance, regulatory filings, and risk assessments for wealth management and private fund businesses.
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Compliance Specialist, Control Room JanestreetHong Kong 1mo Own and grow the control room function to decide when to stop trading names due to wall crossings, sanctions, or regulatory concerns.
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(Junior) Consultant (all genders) Strategic Balance Sheet Management DeloitteRemote €44k1mo Support regulated financial institutions in strategic business planning, balance sheet optimization, and regulatory compliance implementation.
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Compliance Analyst WellingtonBoston, MA, United States $80k–$150k1mo Support the firm's limited purpose broker-dealer compliance program, including policy maintenance, registration support, and regulatory testing.
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Compliance Manager-Pensiones SantanderMadrid, ES 1mo Lead regulatory compliance for pension plans and funds, ensuring risk identification, evaluation, and supervision while advising business areas on applicable regulations.
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Fachexperte Compliance (m/w/d) Märkische Bank eGRemote 1mo Ensuring and developing the compliance function while considering legal, supervisory, and internal requirements, reporting directly to the Board of Management.
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VP, Governance & Liaison, Group Compliance UobgroupCentral Region (City Area), SG 1mo Lead strategy and execution of regulatory relationship management with MAS, delivering compliance reports to senior management and board committees.
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Compliance Team Intern - December 2026 | Singapore (M/F) ArdianSingapore 1mo Intern supporting global Compliance team with regulatory monitoring, documentation, and reporting for a private equity firm.
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Debt Capital Markets Lawyer - AVP MufgubLondon, GB 1mo In-house Debt Capital Markets Lawyer providing legal advice, documentation, and regulatory counsel for global debt capital markets transactions.
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Supervisory Analyst RbcRemote $115k1mo Review equity, commodity, and research materials for global regulatory compliance and ensure content meets firm guidelines.
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Legal Counsel PlentiSydney, New South Wales 1mo Provide day-to-day legal and regulatory advice to business teams on consumer credit, financial services regulation, commercial agreements, governance, privacy, and disputes.
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Senior Compliance Officer HowdenSydney, New South Wales 1mo Embedding the Compliance Management Framework and supporting compliance maturity across DUAL ANZ by translating regulatory requirements into practical business processes and controls.
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Compliance Manager, Marsh Pacific Marsh McLennanSydney, New South Wales 1mo Strengthen compliance culture and manage regulatory obligations for Marsh Pacific's insurance broking and investments business.
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Junior KYC Analyst - Working Student STX GroupAmsterdam, Netherlands 1mo Support KYC and Customer Due Diligence (CDD) processes for onboarding and reviewing counterparties to ensure regulatory compliance.
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Fachspezialist/in Legal & Compliance im Finanzmarktrecht 80 - 100 % Equilas AGRemote 1mo Provide legal and compliance consulting to SMEs in the financial sector on regulatory matters (GwG, AIA, FATCA, FIDLEG, FINIG), contract law, and other legal areas.
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Senior Compliance BDO ITALIA S.p.AProvincia di Milano, Lombardia €32k1mo Develop and update the Organizational Model 231, conduct risk assessments, analyze applicable regulations, and manage privacy compliance activities for BDO's Italian network.
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Group Function - Public Company Compliance NeteasegamesHK-Chuang's Tower Office 1mo In-house legal counsel supporting public company compliance, securities filings, and corporate governance for a dual-listed company (Nasdaq/HKEX) and its subsidiaries.
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Unternehmensberater/in Deloitte Services Wirtschaftsprüfungs GmbHRemote €44k–€46k1mo Implement regulatory requirements and optimize financial processes for clients in the financial services industry.
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Senior Disclosure Manager – Perpetual Corporate Trust PerpetualSydney, New South Wales 1mo Own the disclosure framework for a portfolio of Responsible Entity clients, enabling investment managers to launch products and maintain compliant investor communications.
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Company Secretarial Specialist Anglo AmericanBrisbane, Queensland 1mo Provide practical governance advice and support on company secretarial matters, including board approvals, director obligations, entity management, and compliance requirements for unlisted Australian entities.
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