Corporate Governance Compliance
2,511 open positions
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Complaint Resolution Manager CfsSydney, New South Wales 1mo Manage and resolve escalated internal and external member complaints in the superannuation industry, ensuring regulatory compliance and systemic improvements.
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Senior Policy Advisor AfcaMelbourne, Victoria 1mo Shape policy and provide strategic advice on financial services regulation, dispute resolution, and consumer protection using AFCA's unique complaints data.
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Regulatory Lead PricewaterhouseCoopersSydney, New South Wales 1mo Lead the firm's response to regulatory matters and build strong, transparent relationships with regulators.
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Addetto Adempimenti Registro Imprese Professional RecruitmentMilano, Provincia di Milano €28k–€38k1mo Centralized management of notarial activities and corporate compliance filings with Italian Chambers of Commerce.
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Payments & Product Partnerships Counsel, Americas AdyenNew York $160k–$230k1mo Principal advisor for building and scaling the legal framework for Adyen's strategic partnerships with card networks, payment methods, financial institutions, and technology partners in the Americas.
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Associate Director, Compliance Principal FinancialDes Moines, Iowa $127k–$171k1mo Drive strategic compliance programs across the enterprise, conduct complex risk assessments, and advise senior leaders on regulatory developments for a global investment solutions business.
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Associate General Counsel, Corporate MissionlaneRemote $178k1mo Legal lead for Capital Markets and Finance, owning ABS transactions, debt deals, M&A, SEC reporting, and corporate governance.
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Deputy General Counsel, Head of Americas Legal OkxNew York, United States; San Jose, California, United States; United States (US) 1mo Deputy General Counsel shaping regulatory and legal strategy for OKX's US and Americas regulated businesses, advising senior leadership on licensing, partnerships, and corporate matters.
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Legal Counsel Intercontinental Exchange Holdings, Inc.London, United Kingdom 1mo Legal Counsel supporting the London Legal Department for Intercontinental Exchange group entities including ICE Futures Europe, ICE Futures Abu Dhabi, and ICE Clear Europe Limited.
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Senior Counsel, Litigation RaymondjamesFL - Saint Petersburg - 880 Carillon Pkwy, US 1mo Manages a portfolio of securities-related litigation matters in FINRA arbitration forums and federal/state courts, providing legal advice to senior management and leading outside counsel.
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Senior Regulatory Compliance Manager CorpayLondon Moorgate - Cross Border, GB 1mo Senior Regulatory Compliance Manager ensuring compliance with FCA requirements for cross-border payments and FX/derivatives within a global financial services environment.
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Managed Accounts Supervision Specialist, Private Wealth BmoToronto, ON, CAN, CA $50k1mo Oversee investment suitability and regulatory compliance for BMO Nesbitt Burns Managed Account programs, ensuring client agreements and investment guidelines are followed.
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Senior Company Secretarial Assistant SmithnephewUK - Watford 1mo Supporting the governance framework of a global listed organization by ensuring statutory and regulatory compliance across UK and international entities.
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Principal Swap Dealer Compliance Advisor CapitaloneNew York, NY, US $121k1mo Advise Commercial Banking Sales & Trading and Corporate Treasury Derivatives Desk on CFTC/NFA swap regulations and futures exchange rules while managing operational processes for a registered Swap Dealer.
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Customer Support Specialist mit guten Deutsch- und Spanischkenntnissen RoboMarkets Deutschland GmbHFrankfurt am Main, HESSEN 1mo Support German and Spanish-speaking customers through the onboarding process and handle compliance-related inquiries for a regulated securities firm.
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VP/AVP, Business Legal and Compliance, Global Financial Markets DbsOne Island East, HK 1mo Provide legal and regulatory support for Global Financial Markets' digital asset, virtual asset, tokenisation, and related initiatives while managing risks and advising on transactions and strategic initiatives.
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Compliance Manager Trading212Portugal 1mo Lead the local compliance function for the Portuguese Branch of Trading 212, ensuring adherence to Portuguese Securities Code, CMVM regulations, and EU MiFID II/MiFIR requirements.
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Restricted Securities Associate MorganstanleySandy, Utah, United States of America 1mo Process service requests for restricted or control stock transactions, including Rule 144, Rule 10b5-1 trading plans, and legend removals for corporate insiders and affiliates.
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Depositary Officer TheapexgroupValencia, ES 1mo Ensure confidentiality and integrity of depositary structures, monitor conflicts of interest, and oversee transaction risks for alternative investment funds under AIFMD.
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Sr Regulatory Specialist CboeChicago, IL, US 1mo Administer reviews of regulatory filings and rulemaking, support division education and training initiatives, and maintain documentation for regulatory programs and enforcement processes.
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Restricted Securities Associate MsSandy, Utah, United States of America 1mo Execute and support transactions involving restricted or control stock, including Rule 144, Rule 10b5-1 trading plans, and SEC filings for corporate insiders and affiliates.
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Senior Field Supervision Manager (Mandarin) ManulifeVancouver, British Columbia, CA CA$74k1mo Frontline supervisor responsible for Tier 1 daily supervisory activities, compliance reviews, and advisor support for registered financial advisors.
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Lead Counsel Cap. Markets (m/w/d) Schollmeyer & Steidl GmbHUsch, RHEINLAND_PFALZ 1mo Lead Counsel supporting capital markets, regulatory, and corporate governance matters including filings, documentation, and processes.
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NTT DATA Deutschland SE: (Senior) Managing Consultant - BFSI Regulatory & Compliance (w/m/x) NTT DATA Deutschland SERemote 1mo Senior Managing Consultant advising C-level executives at BFSI institutions on regulatory strategy, transformation roadmaps, and compliance operating models.
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Associate General Counsel, Equity Capital Markets MlpNew York, New York, United States of America $160k–$200k1mo Provide legal advice and guidance on equity capital markets and related investment transactions from origination through closing.
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Employee Retirement Fund Compliance Officer (Employee Retirement Fund [ERF] Dept.-Financial Team, Non-Civil Service) Dallascityhall1500 MARILLA, US 1mo Oversees compliance management for the Employee Retirement Fund (ERF), including benefits, finance, investments, and technology administration for civilian employees.
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SR&T Senior Manager, Quality & Risk Management↗ DeloitteSingapore, Singapore 1mo Senior advisory leadership role strengthening Quality and Risk Management frameworks across Southeast Asia for Strategy, Risk, and Transactions (SR&T) pursuits.
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Compliance Manager Business Banking Compliance (Business Lending) Commonwealth-Bank-Of-AustraliaSydney, New South Wales 1mo Provide 2nd Line Regulatory Compliance advisory support for Business Lending products, ensuring adherence to regulatory, conduct, and licensing obligations across asset finance, working capital, and corporate finance.
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Governance and Oversight Manager – Perpetual Corporate Trust PerpetualSydney, New South Wales 1mo Lead distributor and marketing oversight across managed investment schemes to ensure regulatory compliance and manage operational risk.
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Senior Lawyer, Everyday Banking, Digital & Retail Banking Westpac GroupSydney, New South Wales 1mo Provide clear, practical, and strategic legal advice on retail banking matters, supporting product development, regulatory compliance, and customer communication.
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Manager - Enterprise Risk & Compliance (Line 2) AsxSydney, New South Wales 1mo Drive risk and compliance frameworks, policies, and controls for ASX's Line 1 businesses to meet regulatory obligations and support a robust risk culture.
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Contrôleur des risques (Capital investissement) H/F Crédit Mutuel ArkéaRemote 1mo Risk controller for investment funds and mandates, ensuring compliance with portfolio management regulations and monitoring financial risks.
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Chief Compliance Officer, Meridian Platform Securities AngellistSan Francisco, CA 1mo Serve as the firm's designated Chief Compliance Officer (CCO) under FINRA Rule 3130, owning supervisory procedures and acting as the compliance partner for deal teams to review diligence, marketing materials, and private placement memoranda.
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Legal Counsel, Corporate Securities DoordashusaSan Francisco, CA $184k1mo Ensure compliance with securities laws and Nasdaq listing requirements, oversee public disclosures, manage equity programs, and support corporate governance for a public technology company.
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Head of Regulatory Affairs BrexNew York, NY $270k1mo Lead Brex's Regulatory Affairs function, managing relationships with federal and state regulators, overseeing exam preparation, and driving program management for regulatory commitments.
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Risk Expertise VIE Crédit Agricole S.A.Dublin, Leinster, IE 1mo Support the rule coding team in delivering investment compliance services to internal and external clients across multiple jurisdictions.
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Risk Expertise VIE AmundiDublin, Leinster, IE 1mo Support the rule coding team in delivering investment compliance services and translating regulatory requirements into system logic for fund and client products.
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Independent Director Iq-Eq#20-01 Manulife Tower, sg 1mo Serve as a Nominee Director for assigned client entities, overseeing corporate governance and ensuring regulatory compliance.
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Manager Shari'ah Compliance (UAE National) CBDDubai, United Arab Emirates 1mo Supervise continuous monitoring of CBD Islami businesses and activities' compliance as per Shari'ah guidelines issued by HSA and CBUAE.
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Lead - Rewards 3 GenpactRemote $81k1mo Functional lead for all equity plan administration, including end-to-end management of global equity and ESPP plans, SEC insider transaction reporting, and regulatory compliance.
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Managing Director, Head of Ireland Legal StatestreetDublin 2, Ireland 1mo Senior legal leadership for State Street's depositary, custody, and fund administration services in Ireland, providing regulatory counsel and governance advice.
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Energy Trading Compliance Advisor ShellCalifornia - San Diego - Trading Office, US $115k1mo Provide compliance advice and risk mitigation for gas, power, and environmental product origination and trading businesses in the U.S. West and Canada.
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Syndikusrechtsanwalt (m/w/d) Bausparkasse Schwäbisch Hall AGSchwäbisch Hall, BADEN_WUERTTEMBERG 1mo Legal counsel providing advice on the building savings business, specifically in building savings bank law and banking supervision law.
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Vice President, Regulatory Compliance UobgroupHong Kong (City Area) 1mo Lead regulatory compliance reviews, thematic assessments, and monitoring activities to assess adherence to laws and internal policies, identifying risks and control gaps within a banking branch.
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Principal AdvisorgroupRemote $70k1mo Customer-facing role supporting Investment Executives by verifying compliance of transactions and documentation for Financial Professionals.
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Sr Manager - Legal & Compliance, Japan FiservTokyo, Roppongi, JP 1mo Establishing legal, regulatory, and compliance frameworks for Fiserv's Japan operations, including entity management, corporate governance, and commercial transactions.
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Securities and Corporate Governance Counsel/Assistant Corporate Secretary BbinsuranceDaytona Beach, FL, USA 1mo Supports the Chief Securities and Corporate Governance Counsel in overseeing corporate governance, public company compliance, equity compensation, entity management, and transactional support for mergers and acquisitions.
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Financial Markets Client Control Senior Specialist IngManila (One Ayala Tower 2), PH 1mo Senior specialist ensuring client and counterparty compliance throughout the lifecycle (onboarding to exit) for Financial Markets and Group Treasury desks.
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