Compliance Analyst
Core
Managing day-to-day compliance activities, regulatory stakeholder management, open issue tracking, and preparing deliverables for governance meetings and regulators.
Role type
Compliance Analyst
Builds
Regulatory reports, compliance test results, and governance meeting deliverables
Domain
Financial services, Credit bureau, Banking, Fintech
Deliverable
dashboards & analysis
Required skills
Regulatory stakeholder management, open issue management, compliance testing, regulatory interpretation, data coordination for audits, risk assessment collaboration, compliance training delivery
Preferred skills
CS or LLB certification, experience in Credit bureau/Banking/Fintech, MBA/PGDBM
Technologies
None stated
Responsibilities
Coordinate with Business Units during Regulatory Inspections, Audits, and examinations; Assist in interpreting and providing regulatory advice and oversight; Handle periodic and adhoc queries and data requests from regulators; Support in performing Compliance Testing of Business Units; Collaborate with Risk, Legal, and other key groups to assess risk and recommend mitigating controls; Support in creating a healthy compliance culture through organization-wide training
Seniority
Mid-level (3-5 years experience)