Corporate Governance Compliance
2,503 open positions
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Senior Group Corporate Counsel, Payments CuscalSydney, New South Wales 1mo Senior in-house legal advisor providing regulatory and commercial legal support for a payments and financial services company.
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Compliance Associate - Australia BlackRockSydney, New South Wales 1mo Ensure Australian and New Zealand BlackRock entities fulfill local regulatory obligations and apply compliance policies across marketing, advisory, and distribution.
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Consultant Gig #994–SYDNEY–Senior Specialist Roles for a FS Compliance Expert Advisory Panel Internal Consulting GroupSydney, New South Wales A$468k1mo Senior specialist advisory roles for a Financial Services compliance expert panel, focusing on organizational culture, technology risk, and legal compliance.
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Senior Executive, Corporate Secretarial TmfMelbourne, Victoria 1mo Trusted advisor managing corporate governance and statutory compliance for a portfolio of local and international entities.
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Lawyer/Senior Associate Banking & Financial Services - Perth office Clayton UtzPerth, Western Australia 1mo Senior lawyer providing legal advice and transactional support to corporate entities, financial institutions, and international funds in the banking and financial services sector.
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Customer Relations Consultant (EDR) 12month contract BOQ GroupSydney, New South Wales 1mo Manage escalated customer complaints through AFCA and external dispute resolution bodies, conducting investigations, preparing compliant responses, and negotiating fair outcomes.
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National Corporate Secretarial Manager Grant ThorntonSydney, South Australia 1mo Provide national leadership for corporate secretarial services, ensuring consistency in service delivery, quality, and risk management across the firm's Australian markets.
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Risk & Compliance Manager Hub24Sydney, New South Wales 1mo Provide pragmatic, independent risk and compliance advice to business stakeholders, executives, and boards to strengthen risk management and ensure regulatory obligations are met.
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Senior Manager Compliance Advisory Rado BankSydney, New South Wales 1mo Senior Manager providing expert compliance guidance, leading reviews, and managing regulatory risks for Rabobank Australia's wholesale banking and treasury operations.
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Risk and Compliance Manager Bartier Perry LawyersSydney CBD, New South Wales 1mo Safeguard operations and proactively assess/mitigate risks, ensuring AML/CTF, privacy, and business continuity align with regulatory requirements and strategic goals for a legal practice.
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Senior Analyst Regulatory Compliance Great Southern BankBrisbane, Queensland 1mo Provide second-line regulatory compliance advice, oversight, and constructive challenge across a customer-owned bank to navigate obligations and emerging risks.
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Risk & Compliance Business Partner NetwealthMelbourne, Victoria 1mo Partner with Customer Operations leaders to provide compliance advice, risk oversight, and constructive challenge on operational risk and compliance matters.
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Legal & Compliance - Australia Compliance, Vice President BlackstoneSydney, New South Wales 1mo Chief Compliance Officer for Australia overseeing regulatory compliance for investment, portfolio management, fundraising, and Private Wealth distribution activities.
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Compliance Officer Pepper GroupNorth Sydney, New South Wales 1mo Conduct compliance monitoring, investigations, and thematic reviews to ensure regulatory obligations are met across Australia and New Zealand.
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Senior Risk & Compliance Analyst MUFG Pension & Market ServicesDocklands, Victoria 1mo Senior Risk & Compliance Analyst providing expert oversight, reporting, and control assurance for regulated clients in the registry services side of the business.
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Senior Manager APRA Portfolio Relationship Commonwealth-Bank-Of-AustraliaSydney, New South Wales 1mo Provide prudential regulatory advice and manage regulatory engagement for allocated portfolios (RBS, Climate, Non-Traded Market Risk, Treasury) across APRA, ASIC, and RBA.
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Lawyer: Financial Services Regulation Naiman ClarkeSydney, New South Wales 1mo Provide advisory, investigations, reform, and transaction support across financial services regulation, including licensing, compliance, and regulatory dealings.
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Head of Customer Resolution & Hardship
LatitudeMelbourne, Victoria
1mo
Leads enterprise-wide Customer Resolution, Dispute Resolution, and Hardship Care across Australia & New Zealand, ensuring fair, compliant support for customers experiencing difficulty while balancing regulatory obligations and commercial objectives.
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Conflicts Solicitor Herbert Smith FreehillsSydney, New South Wales 1mo Managing global conflicts of interest and information barriers to ensure new client instructions comply with professional obligations and are a commercial fit for the firm.
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Manager, Line 1 Risk and Compliance - Asset Services SS&CSydney, New South Wales 1mo First-line oversight of regulatory compliance and risk controls for an asset services team delivering fund administration and investor servicing solutions.
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Compliance Manager, A&NZ ChubbNew South Wales 1mo Manage and support the handling of compliance incidents and breaches, ensuring timely identification, investigation, resolution, and reporting in accordance with legal and regulatory requirements for general insurers in Australia and New Zealand.
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Corporate Compliance Coordinator – Townsville – Leading North Queensland Professional Services Firm CdmguruTownsville City, Queensland 1mo Deliver accurate and timely corporate compliance services, supporting internal stakeholders and external clients with ASIC and regulatory matters.
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Senior Manager, Fund Financial & Regulatory Reporting The Vanguard GroupMelbourne, Victoria 1mo Lead end-to-end accountability for Vanguard Super fund financial reporting and key regulatory reporting obligations across APRA, ASIC, sustainability, and indirect costs.
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Senior Associate, Line 1 Risk and Control Assurance IFM InvestorsMelbourne, Victoria 1mo Manage regulatory and control obligations under GS007 and Operational Due Diligence (ODD) processes to ensure a credible, regulator-defensible control environment for an asset manager.
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Senior Compliance Consultant ComputershareMelbourne, Victoria 1mo Maintaining a robust compliance framework, analyzing regulatory changes, and providing expert advice to ensure adherence to laws and industry standards for a financial services firm.
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Global Advisory & Markets, Trading Documentation Group, Associate/Vice President, Sydney Goldman SachsSydney, New South Wales 1mo Negotiate and execute trading and regulatory documentation for equity derivatives, including ISDA suites, credit support arrangements, and initial margin documents.
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Regulatory & Documentation Advisor Chatham FinancialSydney, New South Wales 1mo Review, analyze, and negotiate derivative agreements (ISDA Master Agreements, Credit Support Annexes, etc.) and interpret global derivatives regulations for clients in real estate, private equity, infrastructure, corporate, and emerging markets sectors.
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Senior Legal Counsel - Regulatory and Disputes, Enterprise Legal RestSydney, New South Wales 1mo Provide legal advice to business units, the Board, and management on regulatory, licensing, compliance, and dispute matters for a superannuation fund.
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Manager - Comprehensive Assurance Marsh McLennanSydney, New South Wales 1mo Lead Line 2 monitoring and oversight assurance activities to assess the effectiveness of policies, controls, and compliance obligations across the business.
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Senior Manager, Product Disclosure & Governance Equity TrusteesMelbourne, Victoria 1mo Provide subject matter expertise on investment products and disclosure obligations to ensure accurate, compliant, and market-leading disclosure documents for managed funds, unit trusts, and ETFs.
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Lawyer (0-2 PQE) – Regulatory Affairs - Financial Services & Insurance - Full Time - 6 Month Contract YegalSydney, New South Wales 1mo Junior lawyer supporting regulatory risk management, policy advocacy, and compliance within a financial services and insurance business.
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Special Counsel - Technology & Privacy, AI, AML - Sydney & Brisbane Novum GlobalBrisbane, Queensland 1mo Advise clients on data protection, AI governance, anti-money laundering (AML) compliance, and technology law, helping them navigate regulatory landscapes and manage risk in the digital economy.
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Senior Associate / Counsel NrfRemote 1mo Senior Associate/Counsel leading complex derivatives transactions, managing client relationships, and supervising junior lawyers within the Capital Markets practice.
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Surveillance Analyst AdvisorgroupAtlanta, GA, US $50k1mo Conduct ongoing surveillance of trading activity, communications, and transactional data to identify potential compliance violations in the financial securities industry.
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Institutional Equity Division - Senior Manager, EMEA Equity Documentation Negotiator (Mumbai) MorganstanleyMumbai, Maharashtra, India 1mo Manage a team of lawyers and coordinate documentation for OTC derivatives, prime brokerage, and cash/stock-lending transactions in the EMEA region.
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Risikocontroller (m/w/d) MANPOWER GmbH & Co. KGRemote 1mo Support risk monitoring and control, create analysis and reports for management, and ensure compliance with regulatory requirements for a financial institution.
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Risk and Compliance Lawyer FreshfieldsNew York, US 1mo Advise the partnership on business acceptance issues, conflicts of interest, sanctions, and regulatory compliance for a major international law firm.
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Senior Content Specialist LsegIND-Bangalore-A, RMZ Infinity 1mo Research evolving Sustainable Finance and Investments (SFI) regulations and convert them into content opportunities for business and operations teams.
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