Capital Markets Operational Risk Analyst
Core
Ensures business unit operations comply with regulatory and legal requirements and organizational policies as part of the first line of defense.
Role type
Operational Risk Analyst
Builds
Operational risk management framework execution and compliance oversight
Domain
Capital Markets / Investment Banking / Securities operations
Deliverable
dashboards & analysis
Required skills
Compliance review, risk assessment, scenario analysis, contract review, reporting, policy adherence testing
Preferred skills
Capital Markets, Investment Banking, Securities operations first-line risk experience
Responsibilities
Conduct compliance reviews and oversee legal entities and processes; Analyze execution of operational risk management framework including risk self-assessments and loss events; Test business initiatives for policy adherence; Lead development of risk assessment programs and mitigation action plans; Supervise day-to-day work of other operational risk associates
Seniority
Mid-level, hands-on IC