Capital Markets Operational Risk Analyst
Core
Conducts compliance reviews and oversight of legal entities, business units, and processes to ensure operational risk management framework execution.
Role type
Operational Risk Analyst (Capital Markets focus)
Builds
Risk assessment programs, action plans, and compliance reports for business lines
Domain
Financial Services / Capital Markets / Operational Risk
Deliverable
dashboards & analysis
Required skills
Compliance review, risk assessment, contract analysis, reporting, process adherence testing
Preferred skills
Capital Markets operations experience, Investment Banking experience, Securities operations experience
Technologies
N/A
Responsibilities
Conduct compliance reviews and provide oversight of legal entities and business units; Analyze execution of operational risk management framework including risk assessments and loss events; Prepare and maintain risk management documentation and reports; Lead development of risk assessment programs and mitigation action plans
Seniority
Mid-level, hands-on IC
