Assistant General Counsel, Fixed Income
Core
Provide legal support to the Fixed Income Capital Markets division, advising sales, trading, research, underwriting, and investment banking on complex transactional, regulatory, and advisory matters.
Role type
In-house Assistant General Counsel (Fixed Income Capital Markets)
Builds
Securities offering and underwriting documentation, distribution agreements (MSDAs, AAUs, placement agreements), and commercial agreements for fixed income products.
Domain
Financial Services / Fixed Income Capital Markets
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Fixed income product knowledge, SEC/FINRA/MSRB regulatory framework expertise, contract drafting and negotiation, litigation support, external counsel management, risk management collaboration
Preferred skills
Litigation experience
Technologies
Legal research databases, contract management systems
Responsibilities
Draft, review, and negotiate securities offering, underwriting, and distribution agreements; advise on regulatory issues affecting fixed income sales and trading; coordinate responses to litigation and regulatory inquiries; manage external counsel for transactions and regulatory matters; lead initiatives to improve legal processes and risk oversight
Seniority
Senior, hands-on IC
