Assistant General Counsel, Fixed Income
Core
Provide legal support to the Fixed Income Capital Markets division, advising sales, trading, research, underwriting, and investment banking on complex transactional, regulatory, and advisory matters.
Role type
In-house Assistant General Counsel (Fixed Income Capital Markets)
Builds
Legal and regulatory risk management framework for fixed income sales and trading, debt research, underwriting, and investment banking activities.
Domain
Financial Services / Fixed Income Capital Markets
Required skills
Fixed income product knowledge, SEC/FINRA/MSRB regulatory expertise, commercial contract drafting, securities offering documentation, litigation support, external counsel management, risk oversight
Preferred skills
Litigation experience
Technologies
Legal research databases, contract management systems
Responsibilities
Draft, review, and negotiate commercial agreements (NDAs, engagement letters, distribution agreements); advise on regulatory issues for sales and trading; coordinate responses to litigation and regulatory inquiries; manage external counsel; lead process improvement initiatives for risk oversight.
Seniority
Senior, hands-on IC