Distribution Compliance Officer
Core
Provide regulatory advice and compliance support for cross-border distribution of UCITS, AIFs, and financial services across Europe and Latin America.
Role type
Senior IC distribution compliance officer
Builds
Harmonized compliance standards and controlled processes for regional distribution offices
Domain
Financial services / Asset management / Regulatory compliance
Deliverable
Dashboards & analysis
Required skills
Cross-border distribution rules, UCITS/AIFMD/MiFID II frameworks, regulatory analysis, policy development, risk assessment, stakeholder management
Preferred skills
Seismic, SharePoint, MS Excel, PowerPoint, Word
Technologies
Seismic, SharePoint, MS Excel, PowerPoint, Word
Responsibilities
Provide regulatory advice on cross-border distribution and local obligations; Assess compliance risks and communicate suggestions for improvement; Develop and maintain distribution policies and procedures; Create and maintain management information and compliance reporting; Contribute to employee training programs; Support new market entries and product launches with compliance guidance.
Seniority
Senior, hands-on IC