Consultant/Senior Consultant - Risk & Regulatory Compliance (SFC)
Core
Deliver risk and regulatory compliance advisory, internal control reviews, and independent assessments for financial institutions in asset management, investment, and securities services.
Role type
Senior IC management consultant (risk & regulatory compliance)
Builds
Regulatory compliance frameworks, internal control policies, risk management strategies, and compliance automation solutions
Domain
Financial Services / Risk Management / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory compliance review, internal control assessment, risk management (market, credit, liquidity, operational), compliance advisory (AML/KYC, sanctions, data privacy), project management, stakeholder management, presentation skills
Preferred skills
AI and generative AI tool utilization, white paper research, business development, team mentorship, compliance automation/RegTech expertise
Technologies
SFO Cap 571, SFC code of conduct, RegTech tools
Responsibilities
Conduct regulatory compliance reviews and internal control assessments, lead work streams and manage consultant teams, participate in business development and proposal preparation, develop intellectual property and marketing materials
Seniority
Senior, hands-on IC with potential for team leadership