Compliance, Principal (General)
Core
Managing the Compliance Department as a second line of defense to assess, mitigate, and control regulatory and market conduct risks while fostering an ethics culture.
Role type
Principal Compliance Officer (Head of Compliance)
Builds
A robust compliance program and risk control framework for an insurance/takaful organization.
Domain
Insurance / Takaful / Financial Services
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
regulatory risk assessment, policy design, stakeholder engagement, risk control framework implementation, compliance reporting, team leadership, fraud investigation, strategic planning
Preferred skills
insurance/takaful business knowledge, financial services experience
Technologies
N/A
Responsibilities
Design and enhance the company's compliance program; oversee compliance risk assessments; report to the Executive Committee and Board on compliance risks; lead investigations into policy violations; develop compliance training programs; coach and develop the compliance team.
Seniority
Principal, strategic leadership & team management
