Associate Director / Senior Officer, Compliance
Core
Develop, implement, and oversee the Compliance program for Balyasny Asset Management's Asia region business, providing counsel to investment staff on research and trading matters.
Role type
Senior IC compliance officer (regional)
Builds
Compliance policies, procedures, and regulatory filings for the Asia region
Domain
Asset Management / Financial Services
Deliverable
client delivery
Required skills
regulatory compliance, investment compliance, trading compliance, market misconduct knowledge, regulatory liaison, compliance software, team management, policy development
Preferred skills
China/Korea/India trading experience, CFA, Masters Degree
Technologies
compliance software (surveillance, archiving, analytics)
Responsibilities
Provide compliance counsel to investment staff on research and trading; maintain compliance presence and oversight for regional offices; assist with regulatory filings; conduct compliance training; monitor regulatory developments; assist with surveillance and forensic testing; manage regional compliance priorities; escalate matters to global and regional leaders
Seniority
Senior, hands-on IC with team management
