Senior Analyst - Investment Compliance
Core
Support investment compliance processes for the investment portfolio, coding guidelines and resolving breaches.
Role type
Senior Analyst, Investment Compliance
Builds
Investment portfolio compliance adherence
Domain
Financial services / Reinsurance / Investment Operations
Required skills
Pre- and post-trade compliance checks, Coding compliance rules, Portfolio guideline maintenance, Breach reporting, Fixed income market knowledge, MS Office/Excel proficiency
Preferred skills
BlackRock Aladdin platform, BQL, Aladdin Compliance workbench, SQL, PowerBI
Technologies
Aladdin, BQL, SQL, PowerBI, MS Office
Responsibilities
Conduct pre- and post-trade compliance checks for internal and external portfolios; Code and implement effective compliance rules using Aladdin BQL; Perform regular reviews to ensure portfolio guidelines reflect legal, regulatory and trust guidelines; Maintain library of guidelines, IMAs and trust agreements; Provide reporting on compliance breaches and waivers.
Seniority
Senior, hands-on IC
