Consultant - Risk and Compliance
Core
Advise financial institutions on regulatory compliance, risk management, and operational control design to ensure adherence to North American regulations.
Role type
Senior IC management consultant (risk and compliance)
Builds
Compliance frameworks, RCSA initiatives, and strategic risk solutions for financial clients
Domain
Financial services, regulatory compliance, operational risk
Deliverable
client delivery
Required skills
Regulatory interpretation, control design, risk assessment, project management, data analysis, stakeholder communication, AI governance
Preferred skills
CPA, CIA, CISA, or CAMS certification, experience in consulting firms or financial institutions
Technologies
RCSA frameworks, Excel, consulting problem-solving tools
Responsibilities
Analyze and map regulatory obligations, design and implement operational controls, lead risk assessments and control testing, provide strategic advice on regulatory trends, manage project workstreams and budgets, develop compliance strategies
Seniority
Mid-level, hands-on IC with mentorship responsibilities