Compliance Officer / MLRO Switzerland & Liechtenstein
Core
Ensure compliance with Swiss and Liechtenstein laws and regulations for a digital asset market maker and wealth management firm, acting as the Money Laundering Reporting Officer (MLRO).
Role type
Senior Compliance Officer / MLRO
Builds
Group-level compliance framework and AML/CTF controls for digital asset trading and wealth management
Domain
Financial services, Digital Assets, Crypto, AML/CTF
Required skills
AML/CTF expertise, Swiss and Liechtenstein regulatory knowledge, financial regulations (MiCAR, market abuse), risk assessment, policy development, audit execution, stakeholder collaboration
Preferred skills
Digital assets ecosystem knowledge, ACAMS certification, Masters in business or law
Technologies
N/A
Responsibilities
Develop and implement compliance policies and procedures for Switzerland and Liechtenstein; Conduct compliance risk assessments and create annual compliance plans; Execute second-line controls and tests; Assess future business activities for compliance risks; Ensure effective communication of policies and training; Monitor regulatory changes and update procedures; Collaborate with Trading, Finance, Risk, and IT to integrate compliance; Oversee AML obligations and act as MLRO focal point; Represent the firm in AML matters; Conduct regular AML/CTF audits; Draft compliance reports for Group leadership