AGC - Corporate, Securities and Compliance
Core
Provide primary legal support for SEC reporting, corporate governance, enterprise risk management, and securities compliance for a global publicly traded technology corporation.
Role type
Senior in-house corporate securities and compliance counsel
Builds
SEC filings (10-K, 10-Q, 8-K, proxy statements), corporate governance programs, and compliance frameworks
Domain
Public company law, securities regulation, corporate governance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Securities law expertise, corporate governance knowledge, SEC reporting experience, Sarbanes-Oxley compliance, insider trading regulation knowledge, M&A transaction support, legal entity management, risk management, strategic business partnering
Preferred skills
HR law experience, financial statement literacy, equity plan administration
Technologies
None stated
Responsibilities
Prepare and review periodic SEC reports and proxy statements; administer policies for Sarbanes-Oxley and Nasdaq compliance; manage annual stockholder meetings and proxy advisory outreach; advise on insider trading and Section 16 issues; support subsidiary governance and legal entity formation globally; lead corporate compliance training and whistleblower programs; partner with Finance and Tax on legal entity structuring; assist with M&A and strategic initiatives.
Seniority
Senior, hands-on IC with strategic leadership