Senior Regulatory & Compliance Specialist (m/w/x)
Core
End-to-End responsibility for building and developing regulatory and compliance structures, acting as a trusted partner for senior management to ensure alignment with regulatory requirements while maintaining efficiency.
Role type
Senior Regulatory & Compliance Specialist
Builds
Sustainable Risk & Compliance structures, policies, processes, and internal control mechanisms
Domain
Financial services / FinTech / WealthTech / Regulatory Affairs
Required skills
Regulatory analysis and implementation, Stakeholder advisory, Risk management, Policy and process design, Audit liaison, KYC process development, Regulatory reporting, Data privacy compliance
Preferred skills
IT law expertise, Experience with BaFin and Deutsche Bundesbank, Regulatory reporting experience, Compliance training design
Technologies
ZAG, ZAG-MaRisk, DORA
Responsibilities
Analyze and implement national and EU regulatory requirements, Advise senior management and internal stakeholders, Support building and implementing Risk & Compliance structures, Conceive and maintain policies and internal controls, Serve as central contact for customer regulatory requirements and audits, Monitor regulatory developments and integrate them into operations, Liaise with regulators (BaFin, Deutsche Bundesbank) and auditors, Develop KYC processes, Submit regulatory reports, Support compliance training, Ensure GDPR compliance
Seniority
Senior, hands-on IC