Junior Surveillance Officer | ECOMM SG
Core
Conduct daily surveillance of electronic and voice communications to ensure compliance with rules and regulations, performing research and investigations to identify potential violations.
Role type
Junior Surveillance Officer (Compliance)
Builds
Compliance monitoring and violation reporting for a global banking group
Domain
Banking / Financial Services / Compliance
Deliverable
dashboards & analysis
Required skills
Analytical skills, Regulatory compliance knowledge, Financial markets knowledge, Data manipulation, Visualization tools
Preferred skills
French language, Finance/Business degree, Power BI
Technologies
MS Excel, Power BI
Responsibilities
Conduct daily surveillance of electronic and voice communications, Perform research and investigations to identify potential violations, Document research results and escalate violations, Work with Business Lines and other departments to resolve issues, Provide training and mentorship to junior staff
Seniority
Junior, hands-on IC
