Manager, Compliance Testing
Core
Lead compliance testing reviews and risk assessments for Capital Markets, IS Trust, BlueBay & WM to support Chief Compliance Officers in managing Regulatory and Conduct risk.
Role type
Manager, Compliance Testing
Builds
Compliance Monitoring Plan and testing programs for UK and Europe regions
Domain
Finance Services (Capital Markets, Wealth Management, Asset Management)
Required skills
Regulatory compliance, Auditing, Risk management, Data analytics, Financial regulation knowledge
Preferred skills
Planning and organizing, Analytical thinking, Problem solving
Technologies
Enterprise Monitoring and Testing control standards
Responsibilities
Assist in completion of risk assessments, Contribute to compliance testing reviews, Log and track action plans for monitoring issues, Enhance annual testing program, Assist in responses to internal audit and regulatory enquiries
Seniority
Manager, hands-on IC