Corporate Governance Compliance
2,499 open positions
-
Director, Litigation and Regulatory SezzleUnited States, Remote 2mo Lead in-house litigation, regulatory investigations, and privacy/data protection for a consumer finance company pursuing a bank charter.
-
Investment Compliance Technical Lead Casper StudiosRemote 2mo Lead the design and implementation of a semantic, deterministic compliance system for a trillion-dollar asset manager to automate the management of Investment Management Agreements (IMAs) and related mandates.
-
(Senior) MaRisk-Compliance-Officer (m/w/d) Frankfurter Volksbank Rhein/Main eGRemote 2mo Analyze and evaluate regulatory developments under MaRisk monitoring, conduct independent control and monitoring measures, identify risks, and derive resulting measures.
-
Private Equity Independence Manager RsmNew York $103k2mo Strategic advisor to client service teams on auditor independence matters, providing consultation on the application of independence rules, standards, and policies to complex client relationships, private equity structures, and capital markets transactions.
-
Director, Commercial Risk, Underwriting & Portfolio Management CapitaloneRichmond, VA, US $187k2mo Lead regulatory governance and remediation for Commercial Underwriting and Portfolio Management, serving as the resident expert on regulatory matters for commercial credit topics.
-
Equity and Fixed Income Research, Investment Banking, and Capital Markets Compliance Coverage Vice President MsNew York, New York, United States of America $120k2mo Vice President in Global Compliance providing regulatory oversight and risk management for Equity and Fixed Income Research, with occasional support to Investment Banking and Capital Markets.
-
2027 Regulatory Compliance Consultant Intern PlantemoranSouthfield, US 2mo Intern supporting regulatory compliance engagements for clients, focusing on risk analysis, process testing, and reporting.
-
Company Secretary PerpetualSydney, New South Wales 2mo Establish and support the Company Secretariat function for a newly formed wealth management business, ensuring high standards of corporate governance across multiple subsidiary boards and committees.
-
Juriste Droit Boursier (F/H/NB) UbisoftRennes, Brittany, fr 2mo Senior corporate lawyer specializing in securities law and corporate governance for a publicly listed company.
-
Compliance Manager AmeripriseBoston, Massachusetts, US $79k2mo Support day-to-day compliance needs for Intermediary and Institutional Sales and Distribution business groups, focusing on product, marketing, and sales distribution initiatives.
-
Vice President / Senior Vice President, Legal, Brookfield Private Wealth BrookfieldHong Kong 2mo Establish local feeder funds, negotiate distribution agreements with wealth management intermediaries, and provide legal support for Brookfield's private and registered funds in the APAC region.
-
-
Senior Advisor, Regulatory Affairs TmxMontreal - 1190 av. des Canadiens-de-Montreal, CA 2mo Senior Advisor supporting rule-making, policy development, and regulatory outreach for derivatives trading at a global exchange.
-
Compliance Analyst NubankSão Paulo 2mo Compliance Analyst supporting Prudential regulation, treasury, governance, and accounting regulation for a digital bank in Latin America.
-
Rechtsanwalt (m/w/d) im Bereich Investment Funds P+P Pöllath + Partners Rechtsanwälte und Steuerberater mbBBerlin 2mo Provide high-level legal advice to national and international clients on investment fund structures, regulatory, and tax matters, including supporting highly regulated investors in PE, infrastructure, and debt fund participations.
-
[쿠팡페이] 개인(신용)정보 보호 최고책임자 (CPO) CoupangSeoul 2mo Leading enterprise-wide privacy and personal credit information protection strategy for a fintech company, ensuring compliance with financial regulations and managing regulatory relations.
-
Regulatory Compliance Officer IaQuebec, Quebec, CA 2mo Interpret regulatory requirements and guide business partners on complex compliance matters within the financial services industry.
-
Senior Director Regulatory Strategy & Readiness EmpowerKS Overland Park 2mo Senior leader responsible for advancing proactive regulatory strategy, enterprise regulatory readiness, and regulatory change management capabilities for a financial services firm.
-
Solicitor – Corporate and M&A HopgoodGanim LawyersBrisbane, Queensland 2mo Solicitor supporting equity capital markets transactions, M&A deals, and corporate regulatory compliance for listed and unlisted companies.
-
Investment Specialist Risk & Governance HostplusMelbourne, Victoria 2mo Design and evolve the Investment Governance Framework, align investment risk settings with board-approved risk appetite, and incorporate regulatory requirements into governance practices.
-
Senior Legal Counsel AmpSydney, New South Wales 2mo Provide legal advice and manage regulatory compliance for AMP's Platform business unit, focusing on superannuation wrap products, IDPS, managed investment schemes, and distribution to retail customers.
-
Lawyer, Financial Services Regulation Gilbert + TobinSydney, New South Wales 2mo Senior lawyer providing complex regulatory advice, investigations, and strategic counsel to Australia's leading banks, insurers, and fintechs on financial services regulation.
-
Junior Inbound Compliance Analyst (KYC) CartaNew Jersey $60k2mo Manage the intake, processing, and timely resolution of inbound KYC requests for asset managers and private equity firms, serving as the primary point of contact for client compliance inquiries.
-
Consultant(e) Conformité CMG CONSULTING GROUPParis, Ile-de-France, FR 2mo Support clients in implementing and improving compliance frameworks covering AML, anti-corruption, sanctions, and regulatory topics like MIFID 2, RGPD, and PRIIPS.
-
Deputy Head of Wealth Management, Private Banking Gravitas Recruitment GroupHong Kong, Hong Kong, HK 2mo Deputy General Manager leading strategic growth, team leadership, and operational excellence for the Private Banking Department in Hong Kong.
-
Director, Counsel, Business Legal Western UnionSydney, New South Wales 2mo Counsel in Business Legal Affairs supporting strategic initiatives and business operations for Western Union across the Asia Pacific (APAC) region.
-
Solicitor – Banking & Finance – Securitisation/Debt Capital Markets MallesonsMelbourne, Victoria 2mo Solicitor specializing in banking and finance, with a focus on developing expertise in securitisation, derivatives, debt capital markets, and structured products.
-
Adviser, Listings Supervision (Perth) AsxPerth, Western Australia 2mo Supervise ASX's listed market by engaging with listed entities and their advisers on legal, regulatory, and governance issues to ensure market integrity.
-
APAC Enterprise Risk Management - Associate JPMorganChaseSydney, New South Wales 2mo Implement risk governance structures and support Chief Risk Officers for APAC legal entities by managing regulatory deliverables, overseeing risk frameworks, and acting as secretariat for risk committees.
-
-
Regional Front Office Risk Manager LGT BankMelbourne, Victoria 2mo Oversee advice suitability, business conduct, and regional Front Office risks as the first line of defence for LGT Wealth Management's Australian clients.
-
Investigator, Trust Accounts The Law Society of NSWSydney, New South Wales 2mo Lead investigations into law practices and legal practitioners to ascertain compliance with trust requirements under the Legal Profession Uniform Law and detect/prevent fraud or defalcation.
-
Risk & Compliance Analysts IQ Group AustraliaMelbourne, Victoria 2mo Facilitate and support risk management and compliance activities across the business, ensuring regulatory expectations are met and compliance outcomes are achieved.
-
-
-
Customer Relations Consultant | Travel & Lifestyle Services American ExpressSydney, New South Wales 2mo Handle sophisticated customer complaints for Travel & Lifestyle Services in ANZ, ensuring compliance and rebuilding customer trust.
-
Associate / Senior Associate, Superannuation - Regulatory AllensMelbourne, Victoria 2mo Provide regulatory and advisory services to Australia's leading superannuation funds on major regulatory changes, investigations, prosecutions, mergers, and compliance requirements.
-
Banking Reporter News CorpSurry Hills, New South Wales 2mo Investigative journalist covering Australia's banking and financial services sector, including regulatory actions, major deals, and policy developments.
-
-
-
Compliance Manager EquifaxBrisbane, Queensland 2mo Provide assurance and specialized advice on compliance risk to business units, performing independent reviews of controls and policies, and leading investigations.
-
-
Senior Associate | Funds & Financial Services | Brisbane Hybrid HPX GroupSydney, New South Wales 2mo Senior Associate advising fund managers, fintechs, payment service providers, and financial institutions on complex regulatory and transactional matters.
-
-
-
-
-
-
-
Browse by specialty
AI Data AlignmentAI EngineeringAI Software EngineeringAndroid DevelopmentApplied AI StackAutomotive AndroidAutomotive EmbeddedAvionics SoftwareBackend EngineeringBackend Web QABrowser Extension DevBusiness IntelligenceC# BackendC# Full StackCloud SecurityConversational AI QACross-Platform MobileData & ETL QAE-Commerce BackendEmbedded LinuxEngineering ManagementEnterprise IntegrationEntry-Level EngineeringERP System QAField Service TechFinTech BackendGame Engine DevGenAI CloudGeneral FrontendGPU Compiler EngHardware VerificationHigh-Frequency TradingIndustrial AutomationiOS DevelopmentIT Support QAJava BankingJava EnterpriseJava FrontendJava MicroservicesMainframe DevelopmentManual Software TestingMedical Device SWML InfrastructureMobile App QANetwork FirmwareNode.js BackendNode.js Full StackPerformance TestingPHP Web DevQA LeadershipReact FrontendRobotics SimulationRPA AutomationSalesforce & Identity QASalesforce EngineeringSAP ABAPSecure Systems TestingSecurity ProductsServiceNow EngineeringSoftware EngineeringSoftware EngineeringSoftware EngineeringSoftware Engineering LeadershiTest AutomationWeb Automation QA
Agile Release ManagementAI InfrastructureAI InfrastructureAI Platform EngineeringApplication DevOpsAWS Kubernetes EngineeringAzure Cloud InfrastructureAzure DevOps EngineeringBroadcast & OSP EngineeringCarrier Network OperationsCloud InfrastructureCloud InfrastructureCloud Infrastructure EngineeriData Center FacilitiesDefense & Security PlatformsDesktop & IT HelpdeskDevSecOps & ClearanceEmbedded Linux & ASICEndpoint ManagementEngineering Systems AdministrationEnterprise Network AdministrationExecutive IT SupportFinancial Trading SystemsFintech Platform EngineeringGCP Cloud EngineeringGlobal Technical SupportHPC & Liquid CoolingHybrid Cloud SREIndustrial Automation & SCADAIntegration & RPAIT Infrastructure LeadershipIT Service ManagementLinux Systems EngineeringMainframe & MiddlewareManaged Cloud OperationsModern Workplace CollaborationNetwork Automation & SDNObservability EngineeringOpenShift & Container PlatformPhysical Infrastructure ProjectsPlatform EngineeringPublic Sector DevOpsSAP Basis AdministrationServiceNow Platform EngineeringSite Reliability EngineeringSolutions ArchitectSpace & Mission SystemsStorage & BackupTelecom & Hybrid ReliabilityWindows Systems Administration
Ad Tech and RankingAdministrative Compliance AnalyticsAds & Personalization MLAgentic AI WorkflowsAI Agents and SafetyAI Automation AnalyticsAI Language TrainingAI Strategy and ArchitectureAnalytics EngineeringApplied GenAI ConsultingAutonomous Driving MLAWS Databricks EngineeringAzure Data EngineeringBI Analytics EngineeringBI Visualization EngineeringBiological Discovery ResearchBiostatistics and SafetyClinical Data EngineeringClinical Laboratory ScienceComputational GenomicsComputer Vision EngineeringComputer Vision LocalizationConsulting Data ScienceConversational AI EngineeringCredit and Fraud RiskCrypto and AI ResilienceData EngineerData EngineerData EngineerData EngineerData Engineering LeadershipData Governance ComplianceData Governance EngineeringData Infrastructure AnalyticsData Science InternshipsData Strategy LeadershipDatabase AdministrationDecision Science AIDigital Marketing AnalyticsE-commerce Data EngineeringEdge AI HardwareEnterprise Data ArchitectureEntry Level InternshipsEnvironmental and GeoscienceFinancial Data EngineeringFinancial Strategy AnalyticsFood Science ResearchForward Deployed AIFraud Risk AnalyticsGCP Data EngineeringGeneral Data PlatformGenerative AI EngineeringGenerative AI SystemsGeospatial GIS AnalyticsGovernment AI SecurityHealthcare Data ScienceHealthcare Risk AnalyticsHEOR and Clinical AIHPC ML EngineeringHR Data IntegrationHR People AnalyticsInformatica Data EngineeringInsurance Actuarial AnalyticsInsurance and ActuarialIT Operations AnalyticsJava Python Data EngKnowledge Graph EngineeringLaboratory Quality AnalyticsLife Sciences AILLM Core EngineeringLLM Evaluation & AgentsLogistics Operations AnalyticsManufacturing Data SystemsManufacturing Process AnalyticsMarket Economics ResearchMarketing ExperimentationMicrosoft Fabric DataMLOps EngineeringPalantir Foundry EngineeringPharma Analytical ChemistryPharma Process DevelopmentPhysical AI DataProcurement Sourcing AnalyticsPublic Health ResearchQuantitative Finance ResearchQuantum and ImageryRisk & Fraud MLRobotics and PerceptionRobotics ML EngineeringSAP BW DataSAP Master DataSearch & Recommendation MLSecurity and ClearanceSnowflake Data EngineeringSnowflake DBT EngineeringSpeech AI EngineeringSupply Chain ForecastingSupply Chain Planning
AI Product SecurityApplication Security EngineeringCloud Infrastructure SecurityCloud Security AssessmentDetection EngineeringEmbedded Firmware SecurityEnterprise Application SecurityFacility Security ManagementGeneral Cyber DefenseGovernance Risk ComplianceIdentity & Access ManagementNetwork Firewall EngineeringOffensive Security TestingOT Industrial SecurityPhysical Guard ServicesPhysical Security EngineeringPrivacy and AI GovernanceSecurity Architecture LeadershipSecurity Program ManagementSecurity Solutions SalesSOC OperationsThreat Intelligence AnalysisVulnerability ManagementVulnerability Research
Academic Product EngineeringAdobe Experience PlatformAgile Scrum MasteryAI Agent EnablementAI Content CreationArchitectural & Interior DesignAutonomous Vehicle ProductsBanking Product DesignBroadcast Production ManagementBusiness Systems AnalysisContact Center TechnologyConversation UX DesignCreative Agency DesignCybersecurity Product ManagementData & ML ProductsDefense Systems ManagementDeveloper Tools ProductDigital Health PlatformsE-commerce MerchandisingEngineering CAD DesignEnterprise Solution ArchitectureEvent & Studio TechFrontend Engineering ManagementGame & Level DesignGaming Product ManagementGenerative AI SolutionsGovernment SaaS ProductsHealthcare AI StrategyHRIS Product ManagementIndustrial Product DesignInfrastructure & ObservabilityInstructional Design & LMSInsurance Claims TechnologyInsurance Product ManagementIT Project ManagementITSM & CRM ArchitectureLegal Tech ProductsNPI Program ManagementPLM Solution ArchitectureProduct AnalyticsProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagementProduct ManagerSalesforce Product OwnershipSAP ERP SolutionsSemiconductor Product EngineeringSmart Manufacturing AISupply Chain Product ManagemenTechnical Program ManagementUI/UX Design SystemsUX Research
Aerospace Manufacturing QAAerospace Systems EngineeringAerospace Systems TestAnalog IC DesignASIC Physical DesignASIC Verification EngineeringAutomotive Repair TechnicianAutomotive Systems EngineeringAutonomous Vehicle QACivil Structural EngineeringCNC Machining & FabricationConstruction Project ManagementElectrical Inspection & SafetyElectronics Test EngineeringEmbedded Firmware EngineeringEnvironmental Health & SafetyFacilities Maintenance EngineeringField Service EngineeringHVAC Design EngineeringIndustrial Automation ControlsIndustrial Construction QAIndustrial Maintenance EngineeringLandscaping & Yard OpsManufacturing Process EngineeringMaterials & Chemical LabMechanical Product DesignNetwork Hardware QAPCBA Test EngineeringPharmaceutical Manufacturing EngineeringPhotonics Test EngineeringPower Electronics DesignPower Systems EngineeringProduction OperationsRF & Avionics DesignSemiconductor Process EngineeringSilicon ValidationSpacecraft Mechanical EngineeringSubstation Automation QA
Account-Based Demand GenAI Product MarketingApparel Retail ManagementBanking Relationship SalesContent Communications MarketingEnterprise AI SalesEnterprise Customer SuccessEnterprise Security SalesExperiential Sports MarketingFrontline Service SalesGeneral Business DevelopmentHealthcare Brand MarketingHigh-Incentive Sales RepsIndustrial Technical SalesIndustrial Territory SalesInsurance Lines SalesMarketing Analytics OperationsPartner Channel StrategyPayments Business DevelopmentPerformance Paid MediaPharmaceutical Clinical SalesProcurement Supply ChainRetail Trade MarketingSales Compensation OperationsSales Development RepsSEO Digital MarketingSocial Creative DesignTechnical Solutions Engineering
Automotive OperationsBanking Operations & LendingCommodity & Indirect SourcingCompliance & Contact QACompliance ManagementConstruction & Electrical ProjectsContinuous Improvement & LeanCulinary & Kitchen StaffCustodial & Building ServicesCustomer ServiceDelivery & Traffic CoordinationEducational & Correctional ProgramsEHS Compliance & SafetyEngineering Executive LeadershipEnvironmental Permitting & CarbonERP & WMS SystemsEvent Production & ConcertsExecutive & GTM RecruiterExecutive & Legal AdministrationFacilities Management & OperationsFood Safety QAGeneralist & Early Talent RecruiterGrocery Produce & DeliHealthcare OperationsHealthcare Staffing RecruiterHospitality Concessions & BarHR Business PartneringHR Operations & PayrollIT & Program ProcurementLast Mile LogisticsMaintenance Planning & ReliabilityMajor Construction Project ControlsMaterials & Inventory ControlMission & Defense OperationsOperations & TrainingOperations ManagementOperations ManagementOrganizational Change ManagementPlant & Operations LeadershipProduction Planning & SchedulingProduction SupervisionProject Coordination & AdminPublic Sector Project ManagementReal Estate & Land DevelopmentRestaurant General ManagementRetail Softgoods OperationsRobotics Deployment ProjectsSemiconductor & IE OperationsSpanish Market QAStudent Life & FraternitySupplier QualitySupply Chain StrategyTechnical & Manufacturing RecruiterTextile & Garment QCWarehouse & Distribution OperationsWarehouse Material Handling
Accounts PayableActuarial PricingBusiness AnalyticsCommercial FinanceCorporate DevelopmentCorporate Governance ComplianceCorporate TaxCost AccountingCredit RiskERP SystemsFinance AI InnovationFinancial Crime ComplianceFinancial ReportingFP&A AnalysisFrench Financial QAFund AccountingHealthcare RevenueInternal AuditPayments EngineeringPayroll AdministrationProject ControlsPublic AccountingQuality AuditingQuantitative TradingReal Estate FinanceRetail BankingSAP FinanceSurety UnderwritingThird-Party RiskTreasury OperationsWealth Advisory
Acute Care NursesBehavioral HealthCardiac Imaging TechsCardiology PhysiciansClinical DataClinical DevelopmentClinical EngineeringClinical InformaticsClinical LaboratoryClinical PharmacyClinical Project MgmtClinical Research AssociatesClinical SpecialistsComputer System ValidationDentistryDietary ServicesEmergency MedicineHealthcare RecruitingHospitalistsInfection ControlLab QC OperationsLaboratory ManagementLaboratory Quality ControlLong-Term CareMedical AssistantsMedical CodingMedical Device QAMedical Device TechsMedical EducationMedical Science LiaisonsMedical WritingNurse Case ManagersNursing AdministrationOccupational HealthOncologyPediatricsPharma Manufacturing QAPharmacovigilancePrimary CarePrivate MedicalPsychiatry PhysiciansQuality and ValidationRadiology PhysiciansRadiology TechnologistsRegulatory AffairsRehabilitation TherapistsResearch CoordinatorsRespiratory TherapistsRetail PharmacySurgerySurgical TechsTelehealth ProvidersVeterinary Medicine
Biomedical and Civil EngineeringBioprocess & AnalyticalComputational Biology and GenomicsCore Facility ResearchCorporate AI ResearchEnergy Systems & AIFaculty Administration and MedicineGeneral Academic ResearchGeneral Postdoctoral ResearchHealth Behavior StudiesMaterials and Quantum ScienceNeuroscience & PsychologyNeuroscience and NeurologyPharmacometrics & RegulatoryPhysics and Energy ResearchPolytechnic Engineering InstructionQuantum & AcceleratorRobotics & AITenure-Track FacultyTraditional Campus Instruction
← Select a job to preview