Corporate Governance Compliance
2,503 open positions
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VP, Assistant General Counsel, Cybersecurity LplfinancialFort Mill/Charlotte, US $172k2mo Lead legal advisor on cybersecurity matters, providing strategic counsel on incident response, regulations, and governance for a broker-dealer and investment advisory firm.
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Assistant Company Secretary DbLondon, 21 Moorfields 2mo Manage statutory compliance and administrative foundations for Deutsche Bank's UK and Irish entity boards and committees.
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Lead, Compliance Advisory Transunion4 Locations 2mo Provide independent oversight and regulatory guidance to Credit Risk Solutions and Alternative Data business units on U.S. compliance obligations.
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Final Year Internship Consultant - Risk & Compliance SiaParis, Île-de-France, fr €29k2mo Assist clients in financial services and other industries with regulatory compliance, risk management, and ethical governance challenges.
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Compliance Associate - General Counsel & Risk Norton Rose FulbrightMelbourne, Victoria 2mo Support client and matter intake processes by assessing conflicts, confidentiality, and AML/CTF risks for a global law firm.
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Corporate Secretary Axiom LawRemote 2mo Senior Corporate Secretary supporting corporate governance, board processes, and regulatory compliance for a large international financial institution.
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Company Secretary Talents ParkSydney, New South Wales 2mo Prepares board and shareholder meeting documentation, ensures regulatory compliance, and supports corporate governance and risk management frameworks.
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Special Counsel or Senior Associate - Corporate and Funds MinterEllisonSydney, New South Wales 2mo Senior lawyer providing transactional advice on real asset funds, capital raising, structuring, and fund operations for sophisticated investors.
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Compliance officer Blockrise Capital B.V.Remote €70k–€90k2mo Own the compliance function for a licensed crypto-asset service provider, acting as the primary point of contact with supervisors and advising the board on regulatory perimeter.
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Senior Consultant(e) - Pilotage projets Conformité & Réglementaires (H/F) Square ManagementParis, Ile-de-France, FR 2mo Pilot regulatory transformation programs for top-tier banking, insurance, and capital markets clients, acting as a subject matter expert to ensure adoption of frameworks like AML, DORA, and AI Act.
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[쿠팡페이] 금융소비자보호 담당자(Consumer Protection Team) CoupangSeoul 2mo Designing and operating a consumer protection framework for Coupang Pay's fintech services to ensure regulatory compliance and build customer trust.
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Kreditreferent/in/-Spezialist/in Kreditprozesse & Bankaufsichtsrecht (m/w/d) - WerdeTeil der BAG ! BAG BankaktiengesellschaftRemote 2mo Implement regulatory and legal developments into banking practice, continuously develop the Internal Control System (IKS), and optimize credit processes and technical applications.
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Referendar (m/w/d) Finanzaufsichtsrecht in Frankfurt am Main LinklatersFrankfurt, DE 2mo Supporting the Finanzaufsichtsrecht practice in advising banks, financial service providers, insurers, and trading platforms on regulatory developments in Germany and Europe.
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Marketing Compliance Manager MgpruRemote 2mo Manage reviews and approvals of marketing communications for the Asset Management business to ensure compliance with regulatory requirements across multiple markets, with a focus on UK initiatives.
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Regulatory Risk Advisory Manager DeloitteDublin, Leinster, IE €74k2mo Lead impactful projects to help clients navigate complex and evolving regulatory landscapes in financial services.
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Financial Crime Compliance (FCC) Manager, Asia M&G plc.Singapore, Singapore, SG 2mo Design and implement a robust Financial Crime Compliance framework across the Asia Pacific region, acting as the designated oversight individual for the firm's operations in key markets.
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HEAD OF COMPLIANCE – LARGE INTERNATIONAL FIRM (BANKING OR INSURANCE/PENSIONS) SMF 16 COMPLIANCE & STAFF MGT EXPERIENCE REQUIRE Compliance Recruitment SolutionsLondon, England, GB £170k–£200k2mo Lead SMF 16 compliance functions and manage a large department for a leading international group in banking or insurance/pensions.
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Senior Business Compliance and Operation Risks Manager (Private Banking) Bank Of China (Hong Kong) LimitedHong Kong, Hong Kong, HK 2mo Act as first line of defense for Compliance and Operation Risk Manager, reviewing marketing/product materials for compliance risks, conducting trade surveillance and transaction monitoring, and managing regulatory reporting and audit coordination.
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SEC & Corporate Governance Attorney CerenceRemote $168k2mo Lead legal review and preparation of SEC filings, advise on securities law compliance, corporate governance, insider trading, and executive compensation disclosures for a publicly traded company.
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Manager, Engineering Program Management - Strategic Data Solutions AppleAustin, United States of America 2mo Lead a cross-functional program team to develop and drive integrations, process improvements, platform work, and analytic solutions for Apple's compliance engineering strategy.
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Senior Compliance Officer InvescoTokyo, Japan 2mo Provide expert regulatory compliance advisory, oversee business activities, and manage regulatory filings for Invesco's APAC Private Markets business, specifically focusing on real estate and private credits.
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Sr. Director, US Regulatory Legal PayPalNew York City, New York, United States of America $269k2mo Provide strategic legal leadership for US federal and state regulatory relationships, serving as the primary interface with US supervisory authorities and advising executive leadership on regulatory risk and strategy.
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Investor Relations Manager mit Fokus Compliance (d/w/m) Ottobock SE & Co. KGaADuderstadt, Niedersachsen, NIEDERSACHSEN 2mo Manage communication with the capital market and oversee capital market law, compliance, and corporate governance topics for a publicly listed company.
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Volljurist / Syndikusrechtsanwalt (m/w/d) Bankaufsichtsrecht und Gesellschaftsrecht TARGOBANK AGDüsseldorf, NORDRHEIN_WESTFALEN 2mo Legal counsel for a German financial group's regulatory and corporate law matters, serving as a bridge to international group entities.
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Banking & Research Compliance and Control Room - Associate JPMorganChaseSydney, New South Wales 2mo Provide independent guidance and oversight to Global Banking and Research lines of business to maintain market integrity and information barriers.
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VP, FCM, Tokenization & Stablecoin Compliance Officer
DriveWealthRemote
$225k2mo
Lead compliance for a firm's expansion into event-based prediction markets and stablecoin/tokenization initiatives, building the compliance program from the ground up.
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Group Chief Compliance & Legal Officer CXM Direct LLCRemote 2mo Owns the build of a group-wide compliance architecture and licensing pipeline across six business lines (FX, CFDs, crypto, prediction markets, prop trading, education) in multiple jurisdictions.
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Controls & Governance Manager - OKX SG OkxSingapore 2mo Design and strengthen business controls, conduct risk, and governance frameworks for client-facing and commercial activities in Singapore's regulated digital asset market.
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Senior Counsel, Capital Markets BmoNew York, NY, USA $120k2mo Senior legal counsel providing strategic advice on derivatives, structured products, and trading-related matters within a global capital markets environment.
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Control Room Associate BbvaNew York $120k2mo Manage BBVA CIB US Control Room and Registration programs to identify, assess, and mitigate regulatory risks related to insider trading, MNPI, information barriers, and employee personal trading.
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Compliance Officer / MLRO CmcmarketsCyprus, GB 2mo Lead the compliance function and act as the strategic link between regulation and business for a new CMC Markets Cyprus project.
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Associate General Counsel, Product Governance Vanguard2 Locations 2mo Senior legal advisor supporting corporate governance, fiduciary obligations, and board processes for Vanguard fund boards of trustees and affiliated company boards.
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(Senior) Spezialist*in Betriebliche Altersversorgung in HR Commerzbank AGFrankfurt am Main, HESSEN 2mo Design, develop, and market the corporate pension portfolio (bAV) for Commerzbank, managing systems, actuarial coordination, and external provider relationships.
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Counsel (m/f/d) FiservWarsaw, Poland 2mo Provide commercial legal support for Fiserv's financial institution and merchant businesses across EMEA, focusing on payments, processing, and digital banking solutions.
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Referent (d/m/w) Vorstandsstab Schwerpunkt Gremienarbeit Landwirtschaftliche RentenbankFrankfurt am Main, HESSEN 2mo Supporting the Board of Directors and supervisory bodies in a public agricultural development bank by preparing meetings, coordinating with regulators, and developing regulatory solutions.
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Jurist/in Dornbirner Sparkasse Bank AGDornbirn, VORARLBERG 2mo Compliance officer responsible for WAG, BWG, IDD, and AML compliance, risk analysis, and regulatory reporting for a regional bank.
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VP, Complaints Intake Manager MorganstanleyDallas, Texas, United States of America $95k–$170k2mo Manage the Morgan Stanley Smith Barney and E*TRADE complaints program, including intake, coding, quality control, policy development, and regulatory responses.
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VP, Complaints Intake Manager MsDallas TX 5960 $95k–$170k2mo Manage the Morgan Stanley Smith Barney and E*TRADE complaints program, including intake, coding, quality control, policy development, and regulatory responses.
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Lead Counsel 2 - Country - Vice President CitiSINGAPORE, Singapore 2mo Senior legal counsel providing legal advice, support, and guidance on local laws and regulations for Citi's Banking and Services businesses in Singapore.
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Compliance Operations Officer Capital.ComRemote 2mo Embed risk-based controls to support Capital.com's regulated expansion in Australia, acting as an operational bridge between front-line teams and regulators for OTC-derivatives.
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Ombudsman - Investments and Advice AfcaMelbourne, Victoria 2mo Resolve standard and complex disputes in investments and advice, making impactful decisions individually or on a panel to influence industry practices.
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