Senior Compliance Officer
Core
Senior Compliance Officer providing specialist regulatory advice and oversight to ensure the Small Business portfolio operates in accordance with FCA and PRA requirements.
Role type
Senior IC compliance officer (insurance)
Builds
Compliance monitoring activities, regulatory change implementation, and governance frameworks for the SME insurance offering.
Domain
Insurance / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
FCA and PRA rules knowledge, commercial insurance principles, consumer insurance principles, regulatory change assessment, compliance monitoring, third-party due diligence, complaints analysis, policy adherence, professional development
Preferred skills
SME market knowledge, stakeholder management, business acumen, operational excellence, innovation, adaptability, integrity, communication, prioritization
Technologies
AI tools
Responsibilities
Provide day-to-day compliance advice to UK SB leadership; Assess regulatory developments and coordinate implementation; Support Consumer Duty framework implementation and oversight; Prepare compliance reports and dashboards for senior management; Conduct compliance due diligence on third-party distribution partners; Review complaints trends to identify conduct risks.
Seniority
Senior, hands-on IC