Senior Compliance Officer
Core
Senior Compliance Officer providing specialist regulatory advice and oversight to ensure the Small Business portfolio operates in accordance with FCA and PRA requirements.
Role type
Senior IC compliance officer (insurance)
Builds
Strong customer outcomes, effective governance, and a culture of compliance for the Small Business portfolio
Domain
Insurance (Commercial/Consumer) + UK Financial Regulation
Deliverable
dashboards & analysis
Required skills
FCA/PRA regulatory knowledge, SME market knowledge, regulatory change implementation, conduct risk assessment, third-party oversight, complaint analysis
Preferred skills
Chartered Insurance Institute (CII) qualification, AI usage in scope of work
Technologies
None stated
Responsibilities
Provide day-to-day compliance advice to UK SB leadership; Assess regulatory developments and coordinate implementation; Support implementation of Consumer Duty framework; Prepare compliance reports and management information; Conduct compliance due diligence on third-party partners; Review complaints trends to identify conduct risks
Seniority
Senior, hands-on IC