Compliance Officer – Regulatory Support, Advisory &Technology Transformation
Core
Compliance Officer supporting regulatory obligations, governance, and process innovation using AI and technology in Japan.
Role type
Senior IC compliance officer (regulatory & tech transformation)
Builds
Compliance processes, regulatory reporting, AI-enabled workflows, and management dashboards
Domain
Financial services (Asset Management) + Regulatory Compliance + AI/Technology
Deliverable
production ML models | dashboards & analysis
Required skills
Regulatory compliance, AI/automation, data analytics, project management, stakeholder management, financial regulations (Japan), analytical thinking
Preferred skills
Asset management experience, professional certifications, AI/tech implementation experience
Technologies
AI tools, data analytics, workflow technologies, dashboards
Responsibilities
Monitor regulatory developments and implement compliance requirements; Collaborate with Legal, Ops, Tech, and business stakeholders; Assist with regulatory filings and management reporting; Identify and implement AI/automation solutions to improve efficiency; Develop data-driven insights and dashboards for decision-making
Seniority
Senior, hands-on IC