Compliance Officer – Regulatory Support, Advisory &Technology Transformation
Core
Compliance Officer supporting regulatory obligations, governance, and process innovation using AI and technology solutions for PIMCO's Japan operations.
Role type
Senior Associate/Manager/VP Compliance Officer (Regulatory & Tech Innovation)
Builds
Compliance frameworks, automated workflows, AI-enabled reporting, and management dashboards
Domain
Asset Management / Financial Services / Regulatory Compliance / AI & Technology
Deliverable
production ML models | dashboards & analysis | client delivery
Required skills
Regulatory compliance monitoring, AI tool application, data analytics, process improvement, project management, stakeholder collaboration, financial services regulations knowledge, analytical problem-solving
Preferred skills
Asset management experience, AI/automation implementation, professional certifications in compliance or project management
Technologies
AI tools, data analytics platforms, workflow automation technologies, management information systems
Responsibilities
Monitor regulatory developments and implement compliance requirements, collaborate with Legal/Operations/Technology teams, assist with regulatory filings and management reporting, identify and implement AI/automation solutions to enhance efficiency, develop data-driven insights for decision-making
Seniority
Senior Associate/Manager/VP, hands-on IC with strategic project involvement