Compliance Manager
Core
Lead the Asia Pacific exJapan Distribution, Sales and Marketing (DSM) Compliance team, providing strategic oversight, risk-based advisory, and AML/financial crime compliance support to business functions across the region.
Role type
Senior IC Compliance Manager (Asia Pacific exJapan)
Builds
Compliance policies, training programs, and risk-based advisory frameworks for DSM activities
Domain
Financial Services / Asset Management / Investment Funds / Banking
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
People management, regulatory interpretation, stakeholder management, strategic planning, project management, risk assessment, policy development, cross-border coordination
Preferred skills
Legal or compliance qualifications, technology/automation leverage
Technologies
N/A
Responsibilities
Lead and develop the Asia Pacific DSM Compliance team; Provide risk-based compliance guidance on distribution, sales, marketing, and cross-border activities; Oversee review and approval of marketing materials and client-facing content; Develop and implement compliance policies and controls; Monitor regulatory developments and emerging risks; Support the MLRO in AML and financial crime oversight including client due diligence and sanctions screening
Seniority
Senior, hands-on IC with leadership responsibilities