Senior Principal Analyst, CAT Business Operations
Core
Leads strategic initiatives and project delivery for the Consolidated Audit Trail (CAT), a critical regulatory program ensuring market transparency and investor protection.
Role type
Senior Principal Analyst (Regulatory Operations)
Builds
Industry-facing solutions and regulatory compliance frameworks for the CAT
Domain
Financial Services / Securities Regulation
Deliverable
product features
Required skills
Business process mapping, Requirements gathering, Technical documentation authoring, Securities markets knowledge, Regulatory reporting expertise, Relational database querying, Data analysis
Preferred skills
FIX/messaging protocols knowledge, SRO rules familiarity, Securities Exchange Act of 1934 knowledge
Responsibilities
Define project milestones and lead requirement gathering, Respond to complex regulatory compliance inquiries, Lead end-to-end requirements lifecycle, Lead quantitative research for reporting guidelines, Mentor junior colleagues, Identify and resolve complex operational issues
Seniority
Senior, hands-on IC
