Senior Director, Trading and Product Risk Intelligence
Core
Senior leader providing strategic intelligence on emerging risks, threats, and regulatory trends to FINRA's Regulatory Programs to support investor protection and market integrity.
Role type
Senior Director, Strategic Intelligence (Management)
Builds
Strategic intelligence products, assessments, briefings, and actionable insights for senior leadership and external stakeholders.
Domain
Financial Regulation / Intelligence Analysis / Risk Management
Deliverable
dashboards & analysis
Required skills
Advanced intelligence cycle management, strategic risk assessment, stakeholder influence, team leadership (3+ senior managers), securities market operations knowledge, FINRA rules expertise, operational planning
Preferred skills
Advanced degree in intelligence studies/public policy/business/law, experience in broker-dealer or government intelligence
Technologies
Microsoft Office
Responsibilities
Lead teams in executing intelligence frameworks and operational plans; advise senior leadership on strategic priorities; represent FINRA in external partnerships with industry and law enforcement; oversee risk management strategy development; conduct high-complexity risk analysis; host training events and conference panels.
Seniority
Senior Director, hands-on management & strategy
