Senior Director, Trading and Product Risk Intelligence
Core
Senior leader providing strategic intelligence, risk analysis, and regulatory insights to FINRA's Regulatory Programs to protect investors and ensure market integrity.
Role type
Senior Director, Strategic Intelligence (Management)
Builds
Strategic intelligence products, risk assessments, briefings, and actionable insights for senior leadership and external stakeholders.
Domain
Financial Regulation / Intelligence / Risk Management
Deliverable
dashboards & analysis
Required skills
Strategic thinking, risk assessment, intelligence cycle management, stakeholder management, team leadership, regulatory analysis, securities market knowledge, communication, project management, Microsoft Office proficiency
Preferred skills
Advanced degree in intelligence studies/public policy/business/law, experience leading teams at broker-dealers or government agencies
Technologies
Microsoft Office
Responsibilities
Lead teams in identifying and analyzing emerging risks and regulatory trends; advise senior leadership on strategic priorities; manage strategic relationships with member firms, law enforcement, and government partners; oversee risk management strategies; conduct training and workshops; represent FINRA at industry panels and roundtables.
Seniority
Senior Director, Management