HEAD OF COMPLIANCE – LARGE INTERNATIONAL FIRM (BANKING OR INSURANCE/PENSIONS) SMF 16 COMPLIANCE & STAFF MGT EXPERIENCE REQUIRE
Core
Lead SMF 16 compliance functions and manage a large department for a leading international group in banking or insurance/pensions.
Role type
Senior Head of Compliance (SMF 16)
Builds
Regulatory reporting programme and robust compliance framework
Domain
Financial Services (Banking, Insurance, Pensions)
Required skills
Board advisory, team management (5+ direct reports), FCA interaction, regulatory reporting, risk assessment, compliance framework design, regulatory change management
Preferred skills
SMF 17 readiness, experience in Banking and Pensions/Retail Investments, trade association contribution
Technologies
N/A
Responsibilities
Advise the Board on regulatory risk management; Manage a team of senior compliance staff; Lead interactions with the FCA; Oversee regulatory reporting; Identify and escalate conduct and regulatory risks; Oversee risk assessments with the second line Risk Function; Develop and implement the compliance framework; Provide advisory support to senior management; Embed robust frameworks with business units; Provide expert guidance on regulatory change; Support operations with regulatory advice; Promote a culture of compliance and conduct.
Seniority
Senior, hands-on IC with management responsibilities