Marketing Compliance Manager
Core
Manage reviews and approvals of marketing communications for the Asset Management business to ensure compliance with regulatory requirements across multiple markets, with a focus on UK initiatives.
Role type
Manager-level compliance professional within a marketing division
Builds
Compliant marketing communications and control frameworks for Asset Management products
Domain
Financial services / Asset Management / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Financial promotion regulations, data privacy standards, social media compliance, security standards, critical thinking, quality assurance, process improvement
Preferred skills
Legal compliance qualification, additional languages
Technologies
N/A
Responsibilities
Review and approve marketing communications for Asset Management; strengthen the control environment through continuous improvement; apply regulatory knowledge to financial promotions; conduct quality assurance on delegated approvals; collaborate to expedite approval processes
Seniority
Manager, hands-on IC