Senior Compliance Officer
Core
Provide expert regulatory compliance advisory, oversee business activities, and manage regulatory filings for Invesco's APAC Private Markets business, specifically focusing on real estate and private credits.
Role type
Senior Compliance Officer (Regulatory Advisory)
Builds
Compliance programs, policies, and regulatory reporting for APAC IPM business
Domain
Financial Services / Asset Management (Real Estate & Private Credits)
Required skills
Regulatory compliance advisory, Financial services laws, Alternative investment products, Regulatory filings, AML/CFT, Sanctions compliance, Conflict of interest management, Training delivery
Preferred skills
Korean language, Korean regulatory knowledge, Real Estate Transaction Specialist (RETS), ARES Certified Master (ACM), Coaching skills
Technologies
N/A
Responsibilities
Interpret and apply regulatory requirements to business operations, Serve as primary point of contact for regulatory authorities, Design and implement compliance programs and policies, Review marketing materials for regulatory compliance, Identify and mitigate conflicts of interest, Deliver compliance training to staff
Seniority
Senior, hands-on IC