Senior Compliance Officer
Core
Provide expert regulatory compliance advisory, oversee business activities, and manage regulatory filings for Invesco's APAC Private Markets business, specifically focusing on real estate and private credits.
Role type
Senior IC compliance officer (regulatory advisory & governance)
Builds
Compliance programs, policies, and regulatory reporting for APAC IPM business
Domain
Financial Services / Asset Management (Real Estate & Private Credits)
Deliverable
client delivery | dashboards & analysis
Required skills
Regulatory compliance advisory, interpretation of financial laws, regulatory filing preparation, governance framework design, conflict of interest management, AML/CFT program support, training delivery
Preferred skills
Alternative investment product knowledge, Korean regulatory knowledge, Korean language, ARES Certified Master (ACM), Real Estate Transaction Specialist (RETS)
Technologies
N/A
Responsibilities
Provide expert advice on compliance with relevant laws and regulatory guidelines; Serve as primary point of contact for regulatory authorities; Design and monitor compliance programs and policies; Review marketing materials for regulatory compliance; Identify and mitigate conflicts of interest; Deliver compliance training to staff
Seniority
Senior, hands-on IC