VP, FCM, Tokenization & Stablecoin Compliance Officer
Core
Lead compliance for a firm's expansion into event-based prediction markets and stablecoin/tokenization initiatives, building the compliance program from the ground up.
Role type
VP, FCM, Tokenization & Stablecoin Compliance Officer (Build role)
Builds
Compliance program supporting FCM registration, NFA membership, and digital asset/stablecoin footprint
Domain
Financial Services / Fintech / Digital Assets / Prediction Markets
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
CFTC/NFA regulatory expertise, stablecoin/tokenization compliance, program build-out, team leadership, surveillance logic design, regulatory reporting, exam leadership
Preferred skills
Series 30, Series 7, Series 24, NFA Swaps Certificate, CAMS, experience at Robinhood/Kalshi
Technologies
N/A
Responsibilities
Build and lead compliance function for FCM and stablecoin initiatives, manage team workloads across multiple regulatory workstreams, review and approve surveillance reports, advise business units on regulatory obligations, design and maintain compliance frameworks and WSPs, perform Level 2 compliance reviews, lead responses to regulatory exams and inquiries
Seniority
VP, strategic build & leadership
