Jurist/in
Core
Compliance officer responsible for WAG, BWG, IDD, and AML compliance, risk analysis, and regulatory reporting for a regional bank.
Role type
Senior Compliance Officer (Legal/Regulatory)
Builds
Regulatory compliance frameworks and risk monitoring processes for securities and banking operations
Domain
Banking / Financial Services / Regulatory Compliance
Required skills
Banking regulatory knowledge (WAG, BWG, MiFID/MAR), AML/Sanctions expertise, Risk analysis, Policy development, Board reporting, Training organization
Preferred skills
FATCA/CRS knowledge, German and English fluency
Technologies
N/A
Responsibilities
Conduct annual risk analyses, develop compliance policies, advise the board on regulatory matters, create reports for the board and supervisory board, organize compliance training, exercise directive authority in the compliance area
Seniority
Senior, hands-on IC