C&AFC – Markets Compliance - VP
Core
Provide compliance coverage and regulatory advice for HK Fixed Income business (FX, Credit, Rates, structured products) to institutional and corporate clients.
Role type
VP, Markets Compliance (Fixed Income)
Builds
Compliance control mechanisms, regulatory reporting, and product/transaction approvals for Fixed Income trading.
Domain
Banking / Fixed Income Markets / Regulatory Compliance
Deliverable
client delivery
Required skills
Fixed Income regulatory knowledge, risk assessment, regulatory change impact analysis, control framework design, training delivery, cross-border transaction support, industry group participation
Preferred skills
Chinese fluency, AI tool leverage for workflow optimization
Technologies
AI tools
Responsibilities
Provide timely compliance and regulatory advice on HK rules; Evaluate regulation applicability and assess compliance risks; Review and sign off new business initiatives, products, and transactions; Deliver training on regulatory requirements; Prepare internal and regulatory reports; Investigate surveillance alerts; Support cross-border transactions; Update business policies and procedures; Participate in regulatory enquiries and inspections; Lead regional/global initiatives.
Seniority
VP, strategic leadership with hands-on execution