Compliance Associate (9 month FTC)
Core
Provide regulatory support and guidance on marketing materials and distribution arrangements for an investment manager.
Role type
Compliance Associate
Builds
Regulatory-compliant client communications and marketing materials
Domain
Financial Services / Investment Management
Required skills
Regulatory knowledge (FCA), attention to detail, communication skills, process improvement
Responsibilities
Review client communications and materials for compliance, maintain records of reviews and approvals, implement process improvements