Compliance Consultancy
Core
Junior compliance consultant supporting senior staff in client relationships, infrastructure setup, and regulatory advice for investment management firms.
Role type
Junior compliance consultant
Builds
Compliance infrastructure and monitoring reports for retained client relationships
Domain
Financial services / Investment management / UK Regulatory Compliance
Deliverable
client delivery
Required skills
UK regulatory landscape knowledge, FCA Handbook understanding, client relationship management, regulatory change analysis, compliance project support, FCA application process management, compliance training delivery
Preferred skills
1-2 years experience in compliance, asset management, law firm, or regulator (FCA, SEC, NFA), degree education
Technologies
N/A
Responsibilities
Attend client meetings (on-site and virtual), assist with setting up compliance infrastructure, support compliance projects and monitoring reviews, manage FCA application processes, prepare and deliver compliance training, update clients on regulatory changes, provide strategic compliance advice
Seniority
Junior, supporting IC