Fiduciary Investment Compliance Specialist
On-site · United StatesNo visa sponsorship
Core
Review and approval of investment reviews submitted by Trust Portfolio Managers in accordance with Regulation 9 and internal policies.
Role type
Compliance Specialist (Investment)
Builds
Management level reporting of investment reviews
Domain
Banking / Wealth Management / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance knowledge, Investment review approval, Policy exception monitoring, Management reporting, Risk management understanding
Preferred skills
Investment knowledge, Fiduciary duty understanding, Bank risk and compliance management, Organization, Prioritization