Compliance Advisor Manager (Regulatory Consumer Center of Excellence)
Core
Ensure corporate initiatives and lines of business processes comply with laws, regulations, and standards within the Regulatory Consumer Center of Excellence, covering Fair Credit Reporting Act, Military Laws, Multilingual Servicing, and UDAAP.
Role type
Manager, Compliance Advisor (Regulatory Consumer Center of Excellence)
Builds
Enterprise compliance program covering Fair Credit Reporting Act, Military Laws, Multilingual Servicing, UDAAP, and other programs
Domain
Financial Services / Banking Compliance
Required skills
Risk management, Subject matter expertise in laws and regulations, Governance and controls, Monitoring and oversight, Risk assessment, Reporting, Cross-functional collaboration, Policy and process development, Performance assessment, Emerging risk identification
Preferred skills
Juris Doctor, Certified Regulatory Compliance Manager, Financial services industry experience, Strategic prioritization
Technologies
N/A
Responsibilities
Develop and expand subject matter expertise with relevant laws and regulations; Partner with Compliance Advisors, attorneys, and business lines to provide guidance; Develop tools, training, processes, and guidance; Execute monitoring and oversight activities; Develop informative reporting on programmatic risk; Conduct risk assessments for new processes and products; Anticipate and escalate risk scenarios; Assess business area performance relative to key metrics; Provide challenge and guidance on compliance risks; Monitor internal and external environment for emerging risks; Coordinate with cross-functional teams; Participate in complex projects; Promote a culture of compliance and managed risk taking
Seniority
Manager, hands-on IC with strategic oversight