Senior Compliance Manager, Tokenized Securities Venue (Americas)
Core
Own the compliance program for OKXICE TSV, a tokenized securities venue, ensuring adherence to the SEC's Innovation Exemption conditions.
Role type
Senior Compliance Manager (Tokenized Securities Venue)
Builds
Compliance program for a new type of on-chain trading venue
Domain
Digital assets / Tokenized securities / SEC-regulated trading venues
Required skills
SEC-regulated activity compliance, federal securities laws (Regulation ATS, NMS), building compliance programs under exemptive relief, blockchain trading mechanics (smart contracts, on-chain screening), regulatory reporting, public notice management, KYC/KYB, wallet monitoring
Preferred skills
Tokenized securities experience, transfer agent experience, OFAC sanctions handling, board reporting experience, legal background
Technologies
Smart contracts, on-chain wallets, SBT (Soulbound Tokens)
Responsibilities
Track SEC exemption conditions and test controls; manage public notice revisions and filings; oversee issuer notice processes; monitor TSV limits and trading halts; manage participant onboarding and wallet rescreening; report to the Board and develop a Compliance Analyst