Associate, Business Management & Planning (First Line Controls)
Core
Uphold the integrity of Transaction Banking operations by ensuring robust internal controls, governance, and operational risk management across multiple jurisdictions.
Role type
Associate, First Line Controls (Risk & Compliance)
Builds
Internal control testing frameworks, management reports on control effectiveness, and operational risk mitigation strategies for Transaction Banking.
Domain
Financial Services / Transaction Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Governance frameworks, Risk management, Compliance, Internal controls, Operational risk, Cross-functional coordination, Regulatory knowledge, Banking products knowledge, Issue management, Reporting
Preferred skills
Non-financial risk management, First line controls experience, Internal audit experience, Professional qualifications in risk/compliance, Advanced Microsoft Office skills
Technologies
Microsoft Office (Word, Excel, PowerPoint)
Responsibilities
Oversee and review first line control testing across multiple teams; Prepare materials for senior management reporting on control effectiveness and risks; Engage with internal stakeholders across all three lines of defence to enhance business practices; Update and maintain first line control reports, management information, and dashboards; Provide guidance and challenge to ensure adherence to internal operational risk and governance frameworks; Assist in the delivery of initiatives and audits for Transaction Banking.
Seniority
Associate, Entry-level to early career