Compliance Specialist (Distribution) 6 Month Contract
Core
Review marketing materials and client communications for compliance with FCA requirements and local regulatory standards, providing guidance on marketing requirements and cross-border distribution.
Role type
Compliance Specialist (Distribution)
Builds
Regulatory guidance and support for distribution colleagues and compliance teams across group affiliates
Domain
Asset Management / Financial Services
Deliverable
dashboards & analysis
Required skills
FCA Conduct of Business rules knowledge, financial promotions compliance, client communications compliance, marketing materials review, cross-border distribution arrangements, record keeping, process improvement
Preferred skills
Experience in compliance within asset management
Technologies
N/A
Responsibilities
Review marketing materials and client communications for regulatory compliance, Provide regulatory guidance on marketing requirements and cross-border distribution, Maintain accurate records of reviews and approvals, Support process improvements to enhance review efficiency
