Business Controls, Officer - State Street Investment Management
Core
Officer leading contract governance, sales material review, and regulatory oversight for State Street Investment Management's business activities.
Role type
Senior IC business controls officer (compliance/governance)
Builds
Globally consistent governance frameworks, regulatory attestations, and risk control programs
Domain
Financial services / Asset management / Regulatory compliance
Required skills
Contract governance, MFN oversight, Sales material review, Policy development, Client due diligence, Lobbyist registration management, Risk control execution, Strategic project leadership
Preferred skills
Investment management experience, Marketing material review, Regulatory registration filings, Paralegal/notary experience
Technologies
Workflow solutions, Data tools
Responsibilities
Lead MFN and pricing assurance oversight; Review and approve sales/marketing materials; Own policies and governance frameworks; Manage client due diligence and attestations; Execute risk control monitoring and remediation; Lead strategic process improvement projects