Senior Disclosure Compliance Specialist
Core
Review complex disclosure matters and collateral to ensure compliance with Australian financial services regulations, providing practical advice and supporting the Document Due Diligence Program.
Role type
Senior IC compliance specialist (financial services disclosure)
Builds
Compliant communications, disclosure documents, and marketing collateral for Australian Retirement Trust members
Domain
Financial services / Superannuation / Regulatory Compliance
Required skills
Regulatory knowledge (Corporations Act, ASIC guides), disclosure document review, risk assessment, stakeholder guidance, process improvement, training delivery, audit support
Preferred skills
Experience with digital marketing, SEO, AI in marketing, change management
Technologies
None explicitly stated
Responsibilities
Review complex collateral and disclosure matters; Monitor regulatory developments; Provide guidance on high-risk matters; Partner on new initiatives to embed compliance; Lead quality assurance reviews; Strengthen Document Due Diligence Program; Coach and train colleagues; Develop compliance guidelines and tracking systems; Assess compliance risks; Support internal and external audits
Seniority
Senior, hands-on IC
