Senior Compliance Manager - Regulatory Risk
Core
Provide independent second-line oversight of Regulatory Compliance Risk and Conduct Risk across the Group, managing regulatory change and maintaining compliance frameworks.
Role type
Senior IC compliance manager (regulatory risk)
Builds
Regulatory compliance frameworks, policies, and governance controls for a diversified financial services group
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Regulatory horizon scanning, policy ownership, risk aggregation, conduct risk oversight, regulatory reporting, stakeholder management
Preferred skills
FCA requirements knowledge, risk management framework expertise, analytical judgement
Technologies
None stated
Responsibilities
Manage regulatory horizon scanning and impact assessments; Own and maintain the Regulatory Compliance Risk Framework; Provide independent second-line oversight of Conduct Risk; Provide regulatory advice and guidance; Report material risks to governance forums; Foster a compliance and conduct culture
Seniority
Senior, hands-on IC