Compliance Specialist: OMSIC
Core
Establishes and embeds compliance within the OMSIC business unit by implementing compliance risk management and monitoring plans.
Role type
Compliance Specialist
Builds
Regulatory compliance framework and risk management plans for OMSIC
Domain
Financial services / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
Compliance risk management, Regulatory reporting, Legal practices, Management reporting, Policies & procedures, QA methodologies, Data compilation, Engineering standards, Requirements development, Oral communications
Preferred skills
Financial services certifications, Compliance Practitioner admission
Technologies
Compliance Software
Responsibilities
Implement compliance risk management and monitoring plans; Report and escalate compliance breaches; Mitigate compliance risks; Maintain the regulatory universe and Compliance Risk Management Plan; Provide independent opinions on regulatory controls; Develop and deliver employee training on relevant legislation; Cooperate with regulatory audits and investigations; Prepare compliance reports for executive committees and the board.
