Compliance and Operational Risk Manager
Core
Drive compliance and operational risk initiatives for CMC Markets Singapore, ensuring adherence to regulatory requirements and protecting business reputation.
Role type
Compliance and Operational Risk Manager
Builds
Compliance programs, risk monitoring systems, and regulatory reporting frameworks
Domain
Financial Services (CFD) / Regulatory Compliance
Required skills
Regulatory knowledge (MAS), risk-based monitoring, policy development, incident investigation, regulatory reporting, business continuity planning, outsourcing due diligence, stakeholder liaison
Preferred skills
Compliance or legal qualification, prior compliance/risk experience
Technologies
Microsoft Office
Responsibilities
Conduct risk-based monitoring of CFD operations; manage compliance registers and policies; investigate compliance violations; train employees on compliance procedures; prepare regulatory reports for MAS, CAD, Police, and PDPC; conduct operational risk assessments; support compliance projects; liaise with internal legal teams.
Seniority
Mid-Senior, hands-on IC
