Senior Compliance Associate, Issues Management
Core
Execute second-line compliance issue management lifecycle including intake, tracking, remediation monitoring, validation, and closure for banking and financial services.
Role type
Senior IC compliance associate (issues management)
Builds
Effective compliance issue remediation programs and regulatory readiness
Domain
Financial services / Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Issue lifecycle management, remediation plan review, risk identification, trend analysis, stakeholder partnership, documentation, inventory management
Preferred skills
GRC platforms, issue management systems, root cause analysis, second-line oversight frameworks
Responsibilities
Execute issue intake, documentation, tracking, and closure; Review and challenge remediation plans and evidence; Monitor remediation progress and aging; Analyze issue trends and root causes; Partner with Engineering, Operations, Legal, and Compliance stakeholders
Seniority
Senior, hands-on IC