Analyst/ Senior Analyst, Investment Compliance (12-month Contract), Global Asset Management
Core
Conduct pre-trade, post-trade, and batch monitoring; review exceptions; investigate breaches; and provide consultative compliance support to equity, fixed income, and multi-asset teams.
Role type
Senior IC investment compliance analyst
Builds
Operational and regulatory rules within the Charles River compliance system
Domain
Asset management, fixed income, APAC regulatory frameworks
Required skills
Fixed income securities knowledge, APAC regulatory frameworks knowledge, Charles River system proficiency, English fluency, Chinese fluency
Preferred skills
Derivatives knowledge, Charles River system experience
Technologies
Charles River compliance system
Responsibilities
Conduct pre-trade, post-trade, and batch monitoring; Program and maintain logic-based operational and regulatory rules; Act as a local point of contact for investment personnel in Hong Kong, Singapore, and Australia