Manager, Line 1 Risk and Compliance - Asset Services
Core
First-line oversight of regulatory compliance and risk controls for an asset services team delivering fund administration and investor servicing solutions.
Role type
Manager, Line 1 Risk and Compliance
Builds
Risk control frameworks, regulatory reporting, and compliance processes for investment managers and clients.
Domain
Financial Services / Asset Services / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Risk and control frameworks (RCSAs, KRIs), obligations management, regulatory reporting, audit support, stakeholder management, process improvement
Preferred skills
Asset servicing experience, Australian regulatory knowledge (APRA, ASIC, AUSTRAC), controls library management
Technologies
None stated
Responsibilities
Translate regulatory and contractual obligations into practical risk controls; oversee regulatory reporting and incident-related compliance; maintain RCSAs, KRIs, and the Line 1 risk framework; support internal and external audits; partner with operational teams to implement controls; drive continuous improvement in compliance processes.
Seniority
Manager, hands-on IC