Junior Compliance Analyst (Contract Role) - 4 or 5 days p/w - North Sydney/ Hybrid - Suit Law Students or Graduates
Core
Junior compliance analyst supporting incident assessment, breach assessments, and regulatory reporting within financial services/insurance.
Role type
Junior compliance analyst (contract)
Builds
Compliance incident registers, breach assessment summaries, regulatory submissions
Domain
Financial services / Insurance / Regulatory Compliance
Deliverable
client delivery
Required skills
Legal research, analytical abilities, risk identification, regulatory interpretation, documentation, Microsoft Office proficiency
Preferred skills
Knowledge of Corporations Act, ASIC Act, Insurance Contracts Act, APRA Prudential Standards, risk frameworks
Responsibilities
Support identification and documentation of compliance incidents, gather and review investigation materials for breach assessments, coordinate with stakeholders to validate documentation, record incidents in compliance systems, review materials for regulatory alignment, draft preliminary assessments for reporting, assist with regulatory submissions
Seniority
Junior, entry-level (law student/graduate)