Senior Manager Compliance Advisory
Core
Senior Manager providing expert compliance guidance, leading reviews, and managing regulatory risks for Rabobank Australia's wholesale banking and treasury operations.
Role type
Senior Manager, Compliance Advisory (Line 2)
Builds
Compliance Management Framework, regulatory reporting, and risk control practices for an Authorised Deposit-Taking Institution (ADI).
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Australian regulatory expertise, ADI and AFSL obligations knowledge, OTC derivatives regulation, Design and Distribution Obligations (DDO), transaction reporting, market misconduct analysis, insider trading frameworks, conduct risk assessment, incident and breach assessment, regulatory change impact analysis, technical training delivery
Preferred skills
Commercial acumen, stakeholder influence, strategic business alignment
Technologies
N/A
Responsibilities
Lead Line 2 review and challenge of incidents and breach assessments; conduct thematic reviews and compliance monitoring; support implementation of local and global policies; deliver technical training and coaching; contribute to Board and regulatory reporting; engage with regulators (APRA, ASIC, ATO).