Compliance Associate - Australia
Core
Ensure Australian and New Zealand BlackRock entities fulfill local regulatory obligations and apply compliance policies across marketing, advisory, and distribution.
Role type
Associate compliance officer (investment management)
Builds
Compliance plans, governance papers, regulatory filings, and assurance reports for BlackRock Australia.
Domain
Financial services / Investment management / Regulatory compliance
Deliverable
Dashboards & analysis
Required skills
Regulatory compliance experience, knowledge of Australian Financial Services Licenses (AFSLs), understanding of registered managed investment schemes, knowledge of investment products (ETFs, unlisted funds), regulatory filing preparation, audit coordination, policy development
Preferred skills
Knowledge of New Zealand regulatory environment, understanding of Design & Distribution Obligations, experience with Conflicted Remuneration
Technologies
N/A
Responsibilities
Review marketing materials for compliance, provide input on client due diligence and RFPs, complete periodic attestations, prepare governance papers for committees and the Board, liaise with external auditors, coordinate annual assurance processes, assist with regulatory filings, monitor regulatory reforms, advise on local regulations and BlackRock policies, support ad hoc projects, contribute to strategic initiatives
Seniority
Mid-level, hands-on IC